Matthew Travis

FRANKLIN DISTRIBUTORS

Baltimore, MD 21231

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CRD#: 3159583

Professional summary

Matthew Travis, who also goes by Matthew Jeremy Travis, is a registered financial professional currently at FRANKLIN DISTRIBUTORS, LLC located in Baltimore, Maryland.

Matthew is registered as a RR (Registered Representative) and started their career in finance in 2006. Matthew has worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 22 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Matthew Jeremy Travis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Matthew Travis's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 19, 2019 - Present

FRANKLIN DISTRIBUTORS, LLC

Office #1: 1201 Wills Street, Baltimore, MD 21231

CRD#: 109064

Baltimore, MD

Past

June 2, 2015 - December 12, 2019

RESOURCE SECURITIES LLC

CRD#: 133022

PHILADELPHIA, PA

Past

October 8, 2013 - May 22, 2015

ATEL SECURITIES CORPORATION

CRD#: 17229

SAN FRANCISCO, CA

Past

February 6, 2012 - September 26, 2013

D.H. HILL SECURITIES, LLLP

CRD#: 41528

KINGWOOD, TX

Past

April 13, 2011 - December 13, 2011

ALLIED BEACON PARTNERS, INC.

CRD#: 46227

RICHMOND, VA

Past

November 9, 2007 - February 11, 2008

GCC-PROSPECT CORPORATION

CRD#: 124728

FAIRFAX, VA

Past

November 9, 2007 - June 4, 2009

KBR CAPITAL MARKETS, LLC

CRD#: 128800

PALO ALTO, CA

Past

January 12, 2006 - January 4, 2007

ATEL SECURITIES CORPORATION

CRD#: 17229

SAN FRANCISCO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alaska
(12/19/2019)

California
(12/19/2019)

Connecticut
(1/2/2024)

Florida
(1/2/2024)

Hawaii
(5/23/2022)

Idaho
(5/23/2022)

Massachusetts
(1/2/2024)

New York
(12/19/2019)

Oregon
(12/19/2019)

Washington
(12/19/2019)

Exams

State Security Law Exam

Series 63

Date: 1/18/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/8/2007

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 1/11/2006

Direct Participation Programs Representative Examination

SRO Registrations

FINRA

Current Firm

FRANKLIN DISTRIBUTORS, LLC

FRANKLIN DISTRIBUTORS, LLC | UNIFIED DISTRIBUTORS LLC | LEGG MASON INVESTORS SERVICES, LLC | LEGG MASON INVESTOR SERVICES, LLC | LATINVALLEY SECURITIES LLC

CRD#: 109064 / SEC#: , 8-53089

Broker-Dealer Firm Regulated by FINRA (San Francisco district office)

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Contact information

Main Address

One Franklin Parkway, San Mateo, CA 94403

Mailing Address

1201 Wills Street, Baltimore, MD 21231

Phone number

(800) 632-2350

Established

Delaware since 12/01/2000

Firm type

Limited Liability Company

Fiscal year end

September

Firm Size

Large

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
TEMPLETON WORLDWIDE, INC.	SHAREHOLDER
CIEPRISZ, KENNETH DAVID	CHIEF COMPLIANCE OFFICER	2303713
GAMBA, DANIEL ERNESTO	CHIEF EXECUTIVE OFFICER	4594704
MASOM, JEFFREY SCOTT	PRESIDENT-DIRECTOR	2870966
PATERSON, DAVID	CHIEF FINANCIAL OFFICER AND DESIGNATED FINANCIAL PRINCIPAL	7001546

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Matthew Travis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Matthew Travis's CRS (Customer Relationship Summary).

Certified licenses

Experience

RESOURCE SECURITIES LLC

ATEL SECURITIES CORPORATION

D.H. HILL SECURITIES, LLLP

ALLIED BEACON PARTNERS, INC.

GCC-PROSPECT CORPORATION

KBR CAPITAL MARKETS, LLC

ATEL SECURITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 63

Date: 1/18/2006

SIE

Date: 10/1/2018

Series 7

Date: 11/8/2007

Series 22

Date: 1/11/2006

FINRA

Current Firm

FRANKLIN DISTRIBUTORS, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

FRANKLIN DISTRIBUTORS, LLC

TRUST BUT VERIFY

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