Shelby S. Laborde
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Shelby Steven Laborde, who also goes by Steve Laborde, was a registered financial professional .
Shelby is a previously registered financial professional and started their career in finance in 1999. Shelby had worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 4, 2015 - January 12, 2017
PNC MANAGED ACCOUNT SOLUTIONS, INC.
February 26, 2015 - January 12, 2017
BBVA SECURITIES INC.
January 21, 2014 - February 13, 2015
CETERA INVESTMENT ADVISERS LLC
October 30, 2012 - January 21, 2014
CETERA INVESTMENT SERVICES LLC
October 30, 2012 - February 13, 2015
CETERA INVESTMENT SERVICES LLC
June 16, 2011 - November 8, 2012
PARK AVENUE SECURITIES LLC
May 23, 2011 - November 8, 2012
PARK AVENUE SECURITIES LLC
April 7, 2010 - May 6, 2011
CAPITAL ONE FINANCIAL ADVISORS LLC
April 7, 2010 - May 6, 2011
CAPITAL ONE INVESTMENT SERVICES LLC
June 25, 2003 - April 14, 2010
LPL FINANCIAL LLC
June 2, 2003 - April 14, 2010
LPL FINANCIAL LLC
January 12, 1999 - June 3, 2003
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PNC MANAGED ACCOUNT SOLUTIONS, INC.
CRD#: 110476 / SEC#: 801-56131
Contact information
Regulatory assets under management
| Total Number of Accounts | 768 |
| AUM (Assets Under Management) | $ 588,442,024 |
Red Flags
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