Lynn Sandt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lynn Sandt, who also goes by Lynn M Sandt, was a registered financial professional .
Lynn is a previously registered financial professional and started their career in finance in 2002. Lynn had worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 1, 2020 - December 12, 2025
LEAR INVESTMENT MANAGEMENT
September 23, 2016 - November 21, 2018
PHLOX CAPITAL MANAGEMENT, LLC
September 2, 2014 - February 11, 2015
FORESIDE FUND SERVICES, LLC
June 29, 2011 - May 9, 2013
RBC CAPITAL MARKETS, LLC
June 24, 2010 - April 29, 2011
MORGAN STANLEY DISTRIBUTION, INC.
February 16, 2007 - June 30, 2008
FORESIDE DISTRIBUTION SERVICES, L.P.
July 18, 2002 - December 31, 2006
CREDIT SUISSE ASSET MANAGEMENT SECURITIES LLC
Primary Firm SEC Registration
LEAR INVESTMENT MANAGEMENT
CRD#: 174119 / SEC#: 801-110851
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LEAR INVESTMENT MANAGEMENT
CRD#: 174119 / SEC#: 801-110851
Contact information
SEC notice filing (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 305 |
| AUM (Assets Under Management) | $ 805,713,943 |
Red Flags
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