Jerry D. Hiatt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jerry Dale Hiatt was a registered financial professional .
Jerry is a previously registered financial professional and started their career in finance in 2011. Jerry had worked at 4 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 30, 2019 - April 30, 2020
TRUST ADVISORY GROUP LTD
April 1, 2019 - November 14, 2019
FINANCIAL & TAX ARCHITECTS, LLC
October 7, 2015 - April 13, 2018
FOUNDATIONS INVESTMENT ADVISORS LLC
February 27, 2013 - July 25, 2013
PRUCO SECURITIES, LLC.
January 12, 2011 - July 25, 2013
PRUCO SECURITIES, LLC.
Primary Firm SEC Registration
TRUST ADVISORY GROUP LTD
CRD#: 106926 / SEC#: 801-46919
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRUST ADVISORY GROUP LTD
CRD#: 106926 / SEC#: 801-46919
Contact information
SEC notice filing (34 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,720 |
| AUM (Assets Under Management) | $ 494,407,359 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
