Joon I. Lee
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joon I Lee, who also goes by Joon Lee, was a registered financial professional .
Joon is a previously registered financial professional and started their career in finance in 2000. Joon had worked at 5 firms and has passed the Series 63, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 21, 2006 - October 19, 2007
BOFA DISTRIBUTORS, INC.
October 19, 2005 - December 2, 2005
CHARTER ONE SECURITIES, INC.
June 30, 2004 - March 22, 2006
CITIZENS SECURITIES, INC.
July 5, 2000 - September 19, 2003
METROPOLITAN LIFE INSURANCE COMPANY
July 5, 2000 - September 19, 2003
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BOFA DISTRIBUTORS, INC.
CRD#: 30683 / SEC#: , 8-44998
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
| Civil Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
