Jack C. Lee
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jack C Lee was a registered financial professional .
Jack is a previously registered financial professional and started their career in finance in 1999. Jack had worked at 6 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 26, 2009 - March 18, 2012
ANCHOR WEALTH MANAGEMENT
August 24, 2005 - June 30, 2009
ANCHOR WEALTH MANAGEMENT
May 18, 2004 - May 16, 2005
APRIEM ADVISORS
February 27, 2004 - May 13, 2005
DOLPHIN SECURITIES, INC.
February 2, 2000 - January 29, 2004
CHARLES SCHWAB & CO., INC.
July 15, 1999 - January 29, 2004
CHARLES SCHWAB & CO., INC.
April 14, 1999 - June 3, 1999
PRUCO SECURITIES, LLC.
March 8, 1999 - March 19, 1999
ACE DIVERSIFIED CAPITAL, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ANCHOR WEALTH MANAGEMENT
CRD#: 135666 / SEC#: 801-64669
Contact information
Red Flags
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