John D. Macgregor
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John David Macgregor was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1974. John had worked at 13 firms and has passed the Series 63, Series 000 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 18, 1984 - November 21, 1984
BRODIS SECURITIES INCORPORATED
April 24, 1984 - June 14, 1984
ADVEST, INC.
January 14, 1983 - February 27, 1984
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
March 4, 1982 - January 31, 1983
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 10, 1981 - February 18, 1982
ROSS, STEBBINS INC.
July 22, 1981 - September 25, 1981
JOHN MUIR & CO.
September 12, 1980 - June 17, 1981
CIBC WORLD MARKETS CORP.
May 20, 1980 - October 12, 1980
MORGAN STANLEY DW INC.
September 13, 1978 - May 16, 1980
CIBC WORLD MARKETS CORP.
September 16, 1977 - May 24, 1978
PRUDENTIAL EQUITY GROUP, LLC
August 27, 1976 - September 16, 1977
BACHE HALSEY STUART INC.
February 27, 1976 - August 27, 1976
BACHE & CO INCORPORATED
July 18, 1974 - February 27, 1976
HALSEY, STUART & CO., INC.
March 7, 1974 - February 27, 1976
BACHE & CO., INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 000
Date: 3/4/1974
General Securities Principal ExaminationSeries 1
Date: 3/4/1974
Registered Representative ExaminationCurrent Firm
BRODIS SECURITIES INCORPORATED
CRD#: 1135 / SEC#: , 8-28180
Contact information
Documents
Red Flags
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