James F. Macgillivray
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Frank Macgillivray, who also goes by Jim Macgillivray, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1974. James had worked at 7 firms and has passed the Series 63, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 6, 2005 - December 2, 2015
MGM LLC
March 6, 1995 - September 30, 2005
CETERA WEALTH SERVICES, LLC
January 2, 1987 - September 30, 2005
CETERA WEALTH SERVICES, LLC
April 23, 1986 - November 15, 1988
JOHN HANCOCK DISTRIBUTORS LLC
April 2, 1985 - January 3, 1989
LINCOLN NATIONAL PENSION INSURANCE COMPANY
April 2, 1985 - September 17, 1991
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
April 2, 1985 - September 17, 1991
OSAIC FA, INC.
January 8, 1974 - October 14, 1986
AMERICAN GENERAL EQUITY SERVICES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 1/4/1974
Registered Representative ExaminationCurrent Firm
MGM LLC
CRD#: 136725 / SEC#: 801-64672
Contact information
Regulatory assets under management
| Total Number of Accounts | 261 |
| AUM (Assets Under Management) | $ 144,698,132 |
Red Flags
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