Wirt T. Neale
Professional summary
Wirt Thomas Neale JR, CFP®, who also goes by Wirt Thomas Jr Neale, is a registered financial advisor currently at NEALE FINANCIAL, LLC located in Mount Pleasant, South Carolina.
Wirt is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Wirt has worked at 9 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Wirt Thomas Neale JR's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2017
Experience
June 7, 2010 - Present
NEALE FINANCIAL, LLC
November 19, 2007 - December 18, 2009
SECURIAN FINANCIAL SERVICES, INC.
July 26, 2006 - November 12, 2007
ONEAMERICA SECURITIES, INC.
December 15, 2004 - June 5, 2006
FORESTERS EQUITY SERVICES, INC.
May 5, 2004 - December 6, 2004
PRINCIPAL SECURITIES, INC.
October 17, 2003 - April 5, 2004
NYLIFE SECURITIES LLC
March 29, 2000 - February 27, 2003
NEW ENGLAND SECURITIES
December 16, 1998 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
December 16, 1998 - April 11, 2000
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/14/2022)
(6/7/2010)
(1/2/2014)
(8/9/2024)
Exams
Current Firm
NEALE FINANCIAL, LLC
CRD#: 153787 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 173 |
| AUM (Assets Under Management) | $ 46,621,273 |
Red Flags
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