AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
AH

Adhurim Hatibi

Some features on this profile are disabled
CRD#: 3158786
AH

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Adhurim Hatibi, who also goes by Andre Hatibi, Andre Hatibi, Andre Hatibi Hatibi, was a registered financial professional .

Adhurim is a previously registered financial professional and started their career in finance in 1999. Adhurim had worked at 13 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 6, Series 24 and Series 26 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Andre Hatibi | Andre Hatibi | Andre Hatibi Hatibi

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

March 20, 2024 - October 11, 2024

STRATCAP SECURITIES, LLC

BD
CRD#: 151152
Greenwich, CT
Past

February 24, 2023 - February 15, 2024

REALTA EQUITIES, INC.

BD
CRD#: 23769
WILMINGTON, DE
Past

February 2, 2023 - March 7, 2023

FCA CAPITAL MARKETS LLC

BD
CRD#: 322688
DENVER, CO
Past

August 2, 2021 - February 27, 2023

FORESIDE FUND SERVICES, LLC

BD
CRD#: 46106
PORTLAND, ME
Past

February 7, 2020 - June 30, 2020

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BD
CRD#: 2881
WESTPORT, CT
Past

April 11, 2017 - September 24, 2018

CION SECURITIES, LLC

BD
CRD#: 15487
NEW YORK, NY
Past

March 31, 2016 - April 4, 2017

S2K FINANCIAL LLC

BD
CRD#: 248786
NEW YORK, NY
Past

January 6, 2010 - January 21, 2016

REALTY CAPITAL SECURITIES, LLC

BD
CRD#: 145454
NEW YORK, NY
Past

July 14, 2009 - December 24, 2009

FMG DISTRIBUTORS, INC.

BD
CRD#: 29243
NEW CANAAN, CT
Past

June 5, 2007 - May 30, 2008

HIMCO DISTRIBUTION SERVICES COMPANY

BD
CRD#: 6604
SIMSBURY, CT
Past

March 20, 2006 - April 11, 2007

LPL FINANCIAL LLC

RIA
CRD#: 6413
SHELTON, CT
Past

March 20, 2006 - April 11, 2007

LPL FINANCIAL LLC

BD
CRD#: 6413
SHELTON, CT
Past

February 26, 2003 - March 25, 2004

AMERICAN SKANDIA ADVISORY SERVICES, INC.

RIA
CRD#: 109211
SHELTON, CT
Past

March 3, 1999 - March 20, 2006

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC

BD
CRD#: 21570
SHELTON, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 7/15/2002
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 3/29/2001
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
SIE
Date: 9/24/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/13/2010
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 3/2/1999
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 1/17/2013
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 26
Date: 8/24/2001
Investment Company Products/Variable Contracts Principal Examination

Current Firm

SS
STRATCAP SECURITIES, LLC
SC DISTRIBUTORS, LLC | STRATCAP SECURITIES, LLC

CRD#: 151152 / SEC#: , 8-68338

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
30 Rockefeller Plaza, Suite 2050, New York, NY 10112
Mailing Address
30 Rockefeller Plaza, Suite 2050, New York, NY 10112
Phone number
(657) 383-9648
Established
Delaware since 03/31/2009
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
STRATCAP, LLCMEMBER
CONDON, JAMES VALENTINECHIEF EXECUTIVE AND CHIEF OPERATING OFFICER4965433
LAROSE, JENNIFERCHIEF COMPLIANCE OFFICER3094139
ROSTVOLD, ERIK KJELLOPERATIONS MANAGER4384284
RYAN, KIMBERLY ANNFINOP4316310

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STRATCAP SECURITIES, LLC

CRD#: 151152

TRUST BUT VERIFY

Monitor Adhurim Hatibi

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Stephen Albert Zahka
Stephen ZahkaAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
Marlborough, MA
Frank Horace Moore III
Frank MooreAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Greenwich, CT
Marshall Lee Rosen
Marshall RosenAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Fort Lauderdale, FL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics