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RK

Robert A. Kieckhefer

THE KIECKHEFER GROUP
MEQUON, WI 53092-5047
Some features on this profile are disabled
CRD#: 3158584
RK

Professional summary

Robert Allison Kieckhefer, who also goes by Rob Kieckhefer, is a registered financial advisor currently at THE KIECKHEFER GROUP located in Mequon, Wisconsin.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Robert has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Rob Kieckhefer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
4/22/2021 - Ridgway LLC dba Price Erecting Co. - Not Investment Related - 10910 W. Lapham Street - Price Erecting is a construction company - Maryglen Price Kieckhefer, my wife, is the majority owner - Started 03/15/2005 - I attend a Wednesday morning weekly meeting - 10 Hours Per Month / 2 Hours from 6:30 am to 8:30 am - on Wednesdays - the meeting and travel time back to my office overlaps with Securities Trading - Time Spent 10% - I own less than 10% of wife's family construction company / My wife owns 0ver 60% of the company and controls the company. I receive a $60,000 annual consulting fee when the company is profitable and my wife and I receive income from the company to pay taxes when the company has an income. Income varies with the profitability of the company. At the weekly meetings, manpower, project status and accounting are reviewed.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Allison Kieckhefer's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 5, 2024 - Present

THE KIECKHEFER GROUP

Office #1: 1323 W. Towne Square Road, Mequon, WI 53092-5047
RIA
CRD#: 331128
MEQUON, WI
Past

June 27, 2022 - January 19, 2023

M HOLDINGS SECURITIES, INC.

BD
CRD#: 43285
Mequon, WI
Past

June 15, 2021 - July 2, 2024

DENALI WEALTH MANAGEMENT, INC.

RIA
CRD#: 153323
MEQUON, WI
Past

December 20, 2011 - July 29, 2021

LPL FINANCIAL LLC

RIA
CRD#: 6413
BROOKFIELD, WI
Past

December 20, 2011 - July 29, 2021

LPL FINANCIAL LLC

BD
CRD#: 6413
BROOKFIELD, WI
Past

July 5, 2002 - December 23, 2011

RBC CAPITAL MARKETS, LLC

RIA
CRD#: 31194
MILWAUKEE, WI
Past

July 5, 2002 - December 23, 2011

RBC CAPITAL MARKETS, LLC

BD
CRD#: 31194
MILWAUKEE, WI
Past

August 28, 2000 - July 17, 2002

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
MILWAUKEE, WI
Past

January 8, 1999 - July 17, 2002

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TK
THE KIECKHEFER GROUP
THE KIECKHEFER GROUP | THE KIECKHEFER GROUP LLC

CRD#: 331128 / SEC#: 801-130293

RIA
Registered Investment Advisory firm - (5/16/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Wisconsin
(6/5/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 5/20/1999
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 1/14/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/7/1999
General Securities Representative Examination

Current Firm

TK
THE KIECKHEFER GROUP
THE KIECKHEFER GROUP | THE KIECKHEFER GROUP LLC

CRD#: 331128 / SEC#: 801-130293

RIA
Registered Investment Advisory firm - (5/16/2024 Approved)
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Contact information

Main Address
1323 W. Towne Square Road, Mequon, WI 53092-5047
Mailing Address
Phone number
(414) 704-3826
Established
Firm type
Fiscal year end
# of Employees
2

SEC notice filing (2 States and Territories)

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Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

THE KIECKHEFER GROUP ADV PART 2A (3/6/2025)

Regulatory assets under management

Total Number of Accounts150
AUM (Assets Under Management)$ 184,624,588

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

THE KIECKHEFER GROUP

CRD#: 331128Mequon, WI 53092-5047

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