Suzanne L. Wescoe
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Suzanne L Wescoe was a registered financial professional .
Suzanne is a previously registered financial professional and started their career in finance in 1999. Suzanne had worked at 3 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 18, 2017 - February 28, 2017
CORDASCO FINANCIAL NETWORK, INC.
October 5, 2005 - December 12, 2014
CHARLES SCHWAB & CO., INC.
December 5, 2000 - December 12, 2014
CHARLES SCHWAB & CO., INC.
December 16, 1999 - September 7, 2000
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CORDASCO FINANCIAL NETWORK, INC.
CRD#: 159544 / SEC#: 801-72895
Contact information
Red Flags
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