Huan Ping Tang
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Huan Ping Tang, who also goes by Henry Huan Ping Tang, Huan Ping Tang, Huanping Tang, Henry Tang, was a registered financial professional .
Huan Ping is a previously registered financial professional and started their career in finance in 1998. Huan Ping had worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 13, 2021 - January 12, 2024
EASTGATE SECURITIES, LLC
December 1, 2017 - May 4, 2021
EASTGATE SECURITIES, LLC
January 4, 2016 - November 28, 2017
TRANSAMERICA FINANCIAL ADVISORS, LLC
December 2, 2013 - January 17, 2014
ABACUS INTERNATIONAL CAPITAL CORP.
July 8, 2010 - September 15, 2011
CHASE INVESTMENT SERVICES CORP.
June 14, 2010 - September 15, 2011
CHASE INVESTMENT SERVICES CORP.
March 14, 2006 - September 12, 2008
HSBC SECURITIES (USA) INC.
June 18, 2004 - February 1, 2006
TD AMERITRADE, INC.
November 16, 2001 - February 1, 2006
TD AMERITRADE, INC.
December 18, 1998 - November 16, 2001
CHARLES SCHWAB & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EASTGATE SECURITIES, LLC
CRD#: 146671 / SEC#: , 8-67837
Contact information
FINRA licenses (23 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
