BB
Brad L. Bailey
BROWN EDWARDS WEALTH STRATEGIES
MIDLOTHIAN, VA
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CRD#: 3157873
BB
Professional summary
Brad Leigh Bailey, who also goes by Brad Bailey, is a registered financial advisor currently at BROWN EDWARDS WEALTH STRATEGIES located in Midlothian, Virginia.
Brad is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Brad has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Brad Bailey
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) RENTAL PROPERTY | 15871 CITY VIEW DRIVE, SUITE 302, MIDLOTHIAN, VA 23113 | POSITION: OWNER | RENTAL REAL ESTATE | INVESTMENT RELATED: YES | NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 | START DATE: 07/01/2007 | REAL ESTATE LESSOR OF BUILDING OF CPA PRACTICE 2.) BRAD BAILEY, CPA, PLLC | 2010 GAMELAW COURT, MIDLOTHIAN, VA 23113 | POSITION: MEMBER | ACCOUNTING FIRM | INVESTMENT RELATED: NO | NUMBER OF HOURS: 10 HOURS PER WEEK MOST OF WHICH ARE DURING SECURITIES TRADING HOURS | START DATE: 09/2023 | PROVIDES CFO SERVICES
CRS (Client Relationship Summary) - RIA
Click below to view Brad Leigh Bailey's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 18, 2022 - Present
BROWN EDWARDS WEALTH STRATEGIES
RIA
CRD#: 173559
MIDLOTHIAN, VA
Past
October 25, 2019 - July 22, 2022
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
IRVING, TX
Past
October 25, 2019 - July 22, 2022
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
MIDLOTHIAN, VA
Past
May 11, 1999 - October 25, 2019
1ST GLOBAL ADVISORS INC
RIA
CRD#: 111133
MIDLOTHIAN, VA
Past
February 22, 1999 - October 25, 2019
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
MIDLOTHIAN, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BE
BROWN EDWARDS WEALTH STRATEGIES
ALLIANCE WEALTH STRATEGIES, LLC | BROWN EDWARDS WEALTH STRATEGIES
CRD#: 173559 / SEC#: 801-117391
RIA
Registered Investment Advisory firm - (9/23/2019 Approved)Tennessee
Registered Investment Advisory firm - (10/11/2019 Terminated)Virginia
Registered Investment Advisory firm - (10/11/2019 Terminated)West Virginia
Registered Investment Advisory firm - (10/11/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Virginia(7/18/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
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BROWN EDWARDS WEALTH STRATEGIES
ALLIANCE WEALTH STRATEGIES, LLC | BROWN EDWARDS WEALTH STRATEGIES
CRD#: 173559 / SEC#: 801-117391
RIA
Registered Investment Advisory firm - (9/23/2019 Approved)Tennessee
Registered Investment Advisory firm - (10/11/2019 Terminated)Virginia
Registered Investment Advisory firm - (10/11/2019 Terminated)West Virginia
Registered Investment Advisory firm - (10/11/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
828 Main Street Suite 1401, Lynchburg, VA 24504
Mailing Address
Phone number
(434) 948-9000
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 555 |
| AUM (Assets Under Management) | $ 330,683,413 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/02/2024 | ||
| 12/28/2023 | ||
| 11/29/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
