Jeffrey H. Lipton
Professional summary
Jeffrey Hugh Lipton, who also goes by Jeffrey Hugh Lipton, is a registered financial professional currently at FINALIS SECURITIES LLC located in New York, New York.
Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 1999. Jeffrey has worked at 8 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey Hugh Lipton's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 3, 2026 - Present
FINALIS SECURITIES LLC
Office #1: 450 Lexington Ave, New York, NY 10017August 23, 2019 - October 7, 2025
MUFG SECURITIES AMERICAS INC.
June 26, 2014 - February 24, 2020
MUFG AMERICAS CORPORATE ADVISORY, INC.
June 7, 2012 - January 31, 2014
TENEO SECURITIES LLC
May 23, 2011 - April 16, 2012
CANACCORD GENUITY LLC
October 7, 2003 - February 23, 2011
JEFFERIES LLC
March 13, 2000 - July 1, 2003
MORGAN STANLEY & CO. LLC
February 8, 1999 - March 14, 2000
SCHRODER & CO. INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/3/2026)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
FINALIS SECURITIES LLC
CRD#: 305908 / SEC#: , 8-70425
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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