Joon Y. Choi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joon Young Choi, who also goes by Gregory Joon Young Choi, Joseph Joon Young Choi, was a registered financial professional .
Joon is a previously registered financial professional and started their career in finance in 1999. Joon had worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 7, 2017 - December 18, 2017
WINDSOR STREET CAPITAL, LP
November 29, 2004 - January 30, 2007
WINDSOR STREET CAPITAL, LP
November 25, 2002 - December 6, 2004
AVALON PARTNERS, INC.
October 28, 2002 - November 1, 2002
SOURCE CAPITAL GROUP, INC.
September 10, 2001 - October 1, 2002
OPPENHEIMER & CO. INC.
May 3, 2001 - October 4, 2001
LADENBURG THALMANN & CO. INC.
April 30, 1999 - June 27, 2000
SANDS BROTHERS & CO., LTD.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
WINDSOR STREET CAPITAL, LP
CRD#: 34171 / SEC#: , 8-46219
Contact information
Documents
Disclosures
| Regulatory Event | 37 |
| Arbitration | 15 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
