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Toby Robert Chandler

CRD# 3157526·Registered 1999 - 2015
Previously Registered: Being a previously registered professional could mean that Toby is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Toby Robert Chandler, who also goes by Toby Chandler, was a registered financial advisor. Toby was a previously registered financial professional and started their career in finance 1999 - 2015. Toby had worked at 5 firms and has passed the Series 63, SIE, Series 3, Series 7, Series 10 and Series 9 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Toby Chandler

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

27 years in the financial services industry

Current & Past Employments

BLUEPRINT CAPITAL MARKETS·CRD# 44323
BD
Newark, NJ
November 16, 2012 - December 23, 2015
BLUEPRINT CAPITAL MARKETS·CRD# 44323
BD
El Segundo, CA
October 17, 2008 - July 8, 2009
MORGAN STANLEY MARKET PRODUCTS INC.·CRD# 19794
BD
New York, NY
May 3, 2007 - September 12, 2008
MORGAN STANLEY & CO. LLC·CRD# 8209
BD
New York, NY
May 3, 2007 - September 12, 2008
HSBC SECURITIES (USA) INC.·CRD# 19585
BD
New York, NY
March 21, 2005 - January 10, 2007
MORGAN STANLEY & CO. LLC·CRD# 8209
BD
New York, NY
February 7, 2001 - March 2, 2005
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
April 30, 1999 - August 25, 2000

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Current Firm

BC
BLUEPRINT CAPITAL MARKETS

BLUEPRINT CAPITAL MARKETS | GOVDESK, LLC

CRD#: 44323 / SEC#: 8-50628
BD
Terminated by SEC on 07/11/2023

Contact Information

Established

California since 09/30/1997

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
MANZO, MARK THOMASFINOP / PFO / POO1229739
WALTHOUR, JACOB NMN JR.CEO, GENERAL SECURITIES PRINCIPAL, CCO—

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1999About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Dec 2015About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Dec 1999About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Apr 1999About the Series 7 exam

Series 10 — General Securities Sales Supervisor - General Module Examination

Passed Sep 2005About the Series 10 exam

Series 9 — General Securities Sales Supervisor - Options Module Examination

Passed Sep 2003About the Series 9 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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