Toby R. Chandler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Toby Robert Chandler, who also goes by Toby Chandler, was a registered financial professional .
Toby is a previously registered financial professional and started their career in finance in 1999. Toby had worked at 5 firms and has passed the Series 63, SIE, Series 3, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 16, 2012 - December 23, 2015
BLUEPRINT CAPITAL MARKETS
October 17, 2008 - July 8, 2009
BLUEPRINT CAPITAL MARKETS
May 3, 2007 - September 12, 2008
MORGAN STANLEY MARKET PRODUCTS INC.
May 3, 2007 - September 12, 2008
MORGAN STANLEY & CO. LLC
March 21, 2005 - January 10, 2007
HSBC SECURITIES (USA) INC.
February 7, 2001 - March 2, 2005
MORGAN STANLEY & CO. LLC
April 30, 1999 - August 25, 2000
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BLUEPRINT CAPITAL MARKETS
CRD#: 44323 / SEC#: , 8-50628
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MANZO, MARK THOMAS | FINOP / PFO / POO | 1229739 |
| WALTHOUR, JACOB NMN JR. | CEO, GENERAL SECURITIES PRINCIPAL, CCO |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
