AM
Andrea Migliaccio
SANTANDER SECURITIES LLC
Newington, CT 06111
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CRD#: 3157477
AM
Professional summary
Andrea Migliaccio, who also goes by Andrea Marlene Migliaccio, Andrea Marlene Naud, Andrea Naud, is a registered financial advisor currently at SANTANDER SECURITIES LLC located in Newington, Connecticut.
Andrea is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Andrea has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Andrea Marlene Migliaccio | Andrea Marlene Naud | Andrea Naud
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Town of Colchester, CT, Chairman of the Board of Finance, non-investment related, start date 11/17/2021 as Chairman, Colchester, CT, 6 hours monthly, none during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Andrea Migliaccio's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Andrea Migliaccio's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 2, 2019 - Present
SANTANDER SECURITIES LLC
Office #1: 3237 Berlin Turnpike, Newington, CT 06111Office #2: 105 Meriden Road, Waterbury, CT 06705Office #3: 1221 Silas Deane Highway, Wethersfield, CT 06109RIA
BD
CRD#: 41791
Newington, CT
Current
January 2, 2019 - Present
SANTANDER SECURITIES LLC
Office #1: 3237 Berlin Turnpike, Newington, CT 06111Office #2: 105 Meriden Road, Waterbury, CT 06705Office #3: 1221 Silas Deane Highway, Wethersfield, CT 06109RIA
BD
CRD#: 41791
Newington, CT
Past
March 22, 2017 - December 11, 2018
CITIZENS SECURITIES, INC.
RIA
CRD#: 39550
EAST HAMPTON, CT
Past
March 22, 2017 - December 11, 2018
CITIZENS SECURITIES, INC.
BD
CRD#: 39550
EAST HAMPTON, CT
Past
October 7, 2013 - November 14, 2016
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
RIA
CRD#: 11025
COLCHESTER, CT
Past
October 7, 2013 - November 14, 2016
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
BD
CRD#: 11025
COLCHESTER, CT
Past
October 25, 2011 - May 24, 2013
LPL FINANCIAL LLC
RIA
CRD#: 6413
EAST HARTFORD, CT
Past
October 11, 2011 - May 24, 2013
LPL FINANCIAL LLC
BD
CRD#: 6413
EAST HARTFORD, CT
Past
February 13, 2007 - October 11, 2011
UVEST FINANCIAL SERVICES GROUP, INC.
BD
CRD#: 13787
EAST HARTFORD, CT
Past
December 6, 2006 - February 13, 2007
WEBSTER INVESTMENT SERVICES, INC.
BD
CRD#: 46588
MANCHESTER, CT
Past
February 17, 1999 - January 9, 2004
CITIZENS SECURITIES, INC.
BD
CRD#: 39550
JOHNSTON, RI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SS
SANTANDER SECURITIES LLC
SANTANDER INVESTMENT SERVICES | SANTANDER SECURITIES LLC | SANTANDER SECURITIES CORPORATION OF PUERTO RICO | SANTANDER SECURITIES CORPORATION | SANTANDER SECURITIES
CRD#: 41791 / SEC#: 801-56796, 8-49571
RIA
Registered Investment Advisory firm - SEC (9/2/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(1/2/2019)
RR
Colorado(1/2/2019)
RR
Connecticut(1/2/2019)
IAR
Connecticut(1/2/2019)
RR
Florida(1/2/2019)
RR
Massachusetts(1/2/2019)
RR
Minnesota(1/2/2019)
RR
New Hampshire(2/27/2020)
RR
New Jersey(1/3/2019)
RR
New York(1/2/2019)
RR
Rhode Island(1/2/2019)
RR
Texas(10/1/2019)
RR
Virginia(1/2/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SS
SANTANDER SECURITIES LLC
SANTANDER INVESTMENT SERVICES | SANTANDER SECURITIES LLC | SANTANDER SECURITIES CORPORATION OF PUERTO RICO | SANTANDER SECURITIES CORPORATION | SANTANDER SECURITIES
CRD#: 41791 / SEC#: 801-56796, 8-49571
RIA
Registered Investment Advisory firm - SEC (9/2/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
75 State Street Mail Code: Ma-sst-inv3, Boston, MA 02109
Mailing Address
75 State Street Mail Code: Ma-sst-inv3, Boston, MA 02109
Phone number
(866) 736-6475
Established
Delaware since 01/03/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
440
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SANTANDER CAPITAL HOLDINGS, LLC | DIRECT OWNER | |
| BOWLER, DANIEL P | CHIEF FINANCIAL OFFICER | 5354805 |
| CARTER, LAWRENCE ANDREW | CHIEF COMPLIANCE OFFICER | 2113682 |
| CYLC, JOHN ALLAN II | NATIONAL BUSINESS DIRECTOR | 2917559 |
| NEURATH, DUSTIN | DIRECTOR | 8044630 |
| SCHMITZ, NICOLE | CHIEF OPERATIONS OFFICER | 2815862 |
| SNYDER, JONATHAN ANDREW | PRESIDENT & CEO | 6514215 |
| VANNAH, JAMES DOUGLASS | CHIEF LEGAL OFFICER & SECRETARY | 5679595 |
| VILLANO, ALYSON NICOLE | DIRECTOR | 7473984 |
| WATSON, JONATHAN EDWARD | DIRECTOR | 7631421 |
Regulatory assets under management
| Total Number of Accounts | 10,401 |
| AUM (Assets Under Management) | $ 2,553,311,017 |
Disclosures
| Regulatory Event | 12 |
| Arbitration | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
