Nina K. Strozak

WEALTH PRESERVATION ADVISORS

Chattanooga, TN 37402

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CRD#: 3157452

Professional summary

Nina Kristin Strozak, who also goes by Nina Kristin Dertling, is a registered financial advisor currently at WEALTH PRESERVATION ADVISORS, LLC located in Chattanooga, Tennessee.

Nina is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Nina has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nina Kristin Dertling

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Nina Strozak is a licensed insurance agent. She occasionally offers insurance products and receives customary fees as a result of insurance sales.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nina Kristin Strozak's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 4, 2014 - Present

WEALTH PRESERVATION ADVISORS, LLC

Office #1: 715 Market Street Suite 307, Chattanooga, TN 37402

RIA

CRD#: 167518

Chattanooga, TN

Past

January 14, 2016 - February 26, 2016

SYNDICATED CAPITAL, INC.

CRD#: 29037

Chattanooga, TN

Past

June 1, 2009 - February 10, 2014

MORGAN STANLEY

RIA

CRD#: 149777

CHATTANOOGA, TN

Past

June 1, 2009 - February 10, 2014

MORGAN STANLEY

CRD#: 149777

CHATTANOOGA, TN

Past

December 17, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

CHATTANOOGA, TN

Past

December 14, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

CHATTANOOGA, TN

Past

May 25, 2000 - December 20, 2007

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

CHATTANOOGA, TN

Past

April 8, 1999 - April 5, 2000

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

April 8, 1999 - April 5, 2000

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WEALTH PRESERVATION ADVISORS, LLC

NOON FINANCIAL, LLC | WEALTH PRESERVATION ADVISORS, LLC | WEALTH PRESERVATION ADVISORS

CRD#: 167518 / SEC#: 801-77997

RIA

Registered Investment Advisory firm - (5/10/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(2/4/2014)

IAR

Texas
(2/13/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/3/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/27/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 2/26/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 6/20/2008

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 2/19/1999

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 5/8/2003

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 11/2/2001

General Securities Sales Supervisor - Options Module Examination

Current Firm

WEALTH PRESERVATION ADVISORS, LLC

NOON FINANCIAL, LLC | WEALTH PRESERVATION ADVISORS, LLC | WEALTH PRESERVATION ADVISORS

CRD#: 167518 / SEC#: 801-77997

RIA

Registered Investment Advisory firm - (5/10/2013 Approved)

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Contact information

Main Address

715 Market Street Suite 307, Chattanooga, TN 37402

Mailing Address

Phone number

(423) 486-9400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A - FIRM BROCHURE (3/18/2025)

Regulatory assets under management

Total Number of Accounts	1,024
AUM (Assets Under Management)	$ 536,051,424

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Nina K. Strozak

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nina Kristin Strozak's CRS (Customer Relationship Summary).

Certified licenses

Experience

SYNDICATED CAPITAL, INC.

MORGAN STANLEY

MORGAN STANLEY

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

RAYMOND JAMES & ASSOCIATES, INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

WEALTH PRESERVATION ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/3/2008

Series 63

Date: 1/27/1999

SIE

Date: 2/26/2016

Series 31

Date: 6/20/2008

Series 7

Date: 2/19/1999

Series 10

Date: 5/8/2003

Series 9

Date: 11/2/2001

Current Firm

WEALTH PRESERVATION ADVISORS, LLC

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WEALTH PRESERVATION ADVISORS, LLC

TRUST BUT VERIFY

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