James D. Macdonald

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CRD#: 315740

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

James Daniel Macdonald was a registered financial professional .

James is a previously registered financial professional and started their career in finance in 1968. James had worked at 7 firms and has passed the Series 63 and Series 1 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

December 20, 1997 - December 31, 2012

ROBERTS, GLORE & CO.

RIA

CRD#: 109792

DEERFIELD, IL

Past

February 23, 1984 - June 21, 2007

LASALLE ST SECURITIES, L.L.C.

CRD#: 7191

CHICAGO, IL

Past

July 29, 1983 - February 10, 1984

STIFEL, NICOLAUS & COMPANY, INCORPORATED

CRD#: 793

Past

December 29, 1982 - July 28, 1983

BACON, WHIPPLE & CO., INC.

CRD#: 8001

Past

January 14, 1977 - March 7, 1983

BACON, WHIPPLE & CO.

CRD#: 67

Past

June 9, 1971 - March 4, 1977

NEW ENGLAND SECURITIES

CRD#: 615

Past

June 26, 1968 - July 24, 1971

LOOMIS SAYLES & COMPANY INC

CRD#: 1000001

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ROBERTS, GLORE & CO.

CRD#: 109792 / SEC#: 801-20667

RIA

Registered Investment Advisory firm - (3/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/22/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 1

Date: 11/4/1957

Registered Representative Examination

Current Firm

ROBERTS, GLORE & CO.

CRD#: 109792 / SEC#: 801-20667

RIA

Registered Investment Advisory firm - (3/13/1984 Approved)

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Contact information

Main Address

707 Lake Cook Road Suite 210, Deerfield, IL 60015

Mailing Address

Phone number

(224) 330-6980

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (17 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (4/2/2025)

Regulatory assets under management

Total Number of Accounts	1,116
AUM (Assets Under Management)	$ 847,764,159

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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James D. Macdonald

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

ROBERTS, GLORE & CO.

LASALLE ST SECURITIES, L.L.C.

STIFEL, NICOLAUS & COMPANY, INCORPORATED

BACON, WHIPPLE & CO., INC.

BACON, WHIPPLE & CO.

NEW ENGLAND SECURITIES

LOOMIS SAYLES & COMPANY INC

Primary Firm SEC Registration

ROBERTS, GLORE & CO.

State Registrations and Notice Filings

Exams

Series 63

Date: 5/22/1984

Series 1

Date: 11/4/1957

Current Firm

ROBERTS, GLORE & CO.

Contact information

SEC notice filing (17 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ROBERTS, GLORE & CO.

TRUST BUT VERIFY

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