Jon D. Rothenberg

GREENWAY FINANCIAL

Farmington Hills, MI 48334

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CRD#: 3157313

Professional summary

Jon David Rothenberg is a registered financial advisor currently at GREENWAY FINANCIAL, LLC located in Farmington Hills, Michigan.

Jon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Jon has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 08/2017: JD ROTHENBERG & ASSOC.; FARMINGTON HILLS, MI;MANAGING MEMEBER; CPA-TAX PREP, ACCOUNTING AND BUSINESS CONSULTING SERVICES; SPENDS 50% OF HIS TIME ON THIS ACTIVITY; NON-INVESTMENT RELATED 2. INDEPENDENT INSURANCE AGENT; INSURANCE SALES-LIFE, ACCIDENT & HEALTH, CASUALTY, PROPERTY AND VARIABLE CONTRACTS; SPEND 1% OF HIS TIME ON THIS ACTIVITY; INVESTMENT RELATED 3. HANIEL LILDREW, LLC - MANAGING MEMBER, 0 HOURS PER MONTH - NON-INV RELATED - PASSIVE INVESTMENT COMPANY 4. LEONI ENTERPRISES, LLC - MANAGING MEMBER, 8 HOURS PER MONTH - NON INV RELATED - PASSIVE INVESTMENT COMPANY 5. SAY THERE THERE PRODUCTIONS, LLC - 51% OWNER, CEO, 10 HOURS PER MONTH - FILM PRODUCTION COMPANY

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jon David Rothenberg's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 7, 2017 - Present

GREENWAY FINANCIAL, LLC

Office #1: 31731 Northwestern Highway Suite 156w, Farmington Hills, MI 48334

RIA

CRD#: 288864

Farmington Hills, MI

Past

November 21, 2011 - August 14, 2017

LPL FINANCIAL LLC

RIA

CRD#: 6413

SOUTH FIELD, MI

Past

November 18, 2011 - August 14, 2017

LPL FINANCIAL LLC

CRD#: 6413

SOUTH FIELD, MI

Past

October 14, 2010 - November 18, 2011

CINCINNATI ANALYSTS, INC.

RIA

CRD#: 5478

FARMINGTON HILLS, MI

Past

March 12, 2002 - November 18, 2011

CINCINNATI ANALYSTS, INC.

CRD#: 5478

FARMINGTON HILLS, MI

Past

January 4, 2000 - December 20, 2001

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

CONSHOHOCKEN, PA

Past

December 14, 1998 - February 10, 2000

SII INVESTMENTS, INC.

CRD#: 2225

APPLETON, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GREENWAY FINANCIAL, LLC

GREENWAY FINANCIAL, LLC | RC WEALTH MANAGEMENT

CRD#: 288864 / SEC#: 801-132476

RIA

Registered Investment Advisory firm - (4/18/2025 Approved)

Michigan

Registered Investment Advisory firm - (10/13/2025 Termination Requested)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(8/7/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/29/2010

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/9/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 8/14/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/13/2008

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/9/1998

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/4/2012

General Securities Principal Examination

Current Firm

GREENWAY FINANCIAL, LLC

GREENWAY FINANCIAL, LLC | RC WEALTH MANAGEMENT

CRD#: 288864 / SEC#: 801-132476

RIA

Registered Investment Advisory firm - (4/18/2025 Approved)

Michigan

Registered Investment Advisory firm - (10/13/2025 Termination Requested)

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Contact information

Main Address

31731 Northwestern Highway Suite 156w, Farmington Hills, MI 48334

Mailing Address

Phone number

(248) 851-2727

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	227
AUM (Assets Under Management)	$ 137,751,384

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jon D. Rothenberg

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jon David Rothenberg's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

CINCINNATI ANALYSTS, INC.

CINCINNATI ANALYSTS, INC.

HORNOR, TOWNSEND & KENT, LLC

SII INVESTMENTS, INC.

Primary Firm SEC Registration

GREENWAY FINANCIAL, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/29/2010

Series 63

Date: 12/9/1998

SIE

Date: 8/14/2017

Series 7

Date: 8/13/2008

Series 6

Date: 12/9/1998

Series 24

Date: 1/4/2012

Current Firm

GREENWAY FINANCIAL, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Regulatory assets under management

Red Flags

Company Information

GREENWAY FINANCIAL, LLC

TRUST BUT VERIFY

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