Elsa Cazares

OUTLOOK WEALTH ADVISORS

The Woodlands, TX 77385

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CRD#: 3157219

Professional summary

Elsa Cazares, CFP® is a registered financial advisor currently at OUTLOOK WEALTH ADVISORS, LLC located in The Woodlands, Texas.

Elsa is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Elsa has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) Owner of rental properties; Real estate; Start date 1/1/2017; Receive rental income; Spend less than 3 hours per week devoted to business. 2.) Outlook Wealth Advisors; 224 Ed English Dr., Ste A, Shenandoah, TX 77385; SEC Registered Investment Advisor; Investment Advisory Services; Operations Manager and Compliance since 7/1996; Investment Adviser Representative under RIA start date 6/29/2018; Investment-Related; Spend 30 hours per week.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Elsa Cazares's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

June 28, 2018 - Present

OUTLOOK WEALTH ADVISORS, LLC

Office #1: 224 Ed English Dr. Suite A, The Woodlands, TX 77385

RIA

CRD#: 291465

The Woodlands, TX

Past

December 2, 2011 - December 31, 2018

G.F. INVESTMENT SERVICES, LLC

CRD#: 132939

Shenandoah, TX

Past

June 30, 2009 - October 20, 2011

SANDERS MORRIS LLC

RIA

CRD#: 20580

THE WOODLANDS, TX

Past

November 21, 2001 - October 20, 2011

SANDERS MORRIS LLC

CRD#: 20580

THE WOODLANDS, TX

Past

October 4, 1999 - November 21, 2001

IFG NETWORK SECURITIES, INC.

CRD#: 19948

ATLANTA, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OUTLOOK WEALTH ADVISORS, LLC

CRD#: 291465 / SEC#: 801-113512

RIA

Registered Investment Advisory firm - (6/28/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(6/28/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/19/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/1/1999

General Securities Representative Examination

Current Firm

OUTLOOK WEALTH ADVISORS, LLC

CRD#: 291465 / SEC#: 801-113512

RIA

Registered Investment Advisory firm - (6/28/2018 Approved)

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Contact information

Main Address

224 Ed English Dr. Suite A, The Woodlands, TX 77385

Mailing Address

Phone number

(281) 872-1515

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

OUTLOOK WEALTH ADVISORS BROCHURE (8/26/2025)

Regulatory assets under management

Total Number of Accounts	570
AUM (Assets Under Management)	$ 543,151,169

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Elsa Cazares

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Elsa Cazares's CRS (Customer Relationship Summary).

Certified licenses

Experience

G.F. INVESTMENT SERVICES, LLC

SANDERS MORRIS LLC

SANDERS MORRIS LLC

IFG NETWORK SECURITIES, INC.

Primary Firm SEC Registration

OUTLOOK WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 2/19/1999

SIE

Date: 10/1/2018

Series 7

Date: 10/1/1999

Current Firm

OUTLOOK WEALTH ADVISORS, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

OUTLOOK WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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