Daniel S. Macdonald
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Stuart Macdonald JR was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1973. Daniel had worked at 9 firms and has passed the Series 63, SIE, Series 1, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 2, 2001 - March 18, 2019
MDIC INVESTMENT ADVISORY SERVICE, LLC
June 7, 1999 - September 19, 2019
CADARET, GRANT & CO., INC.
May 12, 1989 - July 6, 1999
MDIC INVESTMENT COMPANY, INC.
November 14, 1988 - May 26, 1989
WADSWORTH INVESTMENT CO., INC.
July 22, 1988 - September 28, 1988
NATIONAL SECURITIES & RESEARCH CORPORATION
January 5, 1988 - January 28, 1989
NSR DISTRIBUTORS, INC.
September 25, 1985 - June 10, 1988
NATIONAL SECURITIES & RESEARCH CORPORATION
May 1, 1979 - July 12, 1985
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
May 11, 1976 - November 24, 1978
TRANSAMERICA FINANCIAL ADVISORS, INC.
February 2, 1973 - May 30, 1979
OPPENHEIMER MANAGEMENT CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 1/29/1973
Registered Representative ExaminationCurrent Firm
MDIC INVESTMENT ADVISORY SERVICE, LLC
CRD#: 126255 / SEC#: 801-74658
Contact information
Red Flags
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