DP
David C. Peters
P.J. ROBB VARIABLE
Madison Heights, VA
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CRD#: 3156950
DP
Professional summary
David Carson Peters is a registered financial professional currently at P.J. ROBB VARIABLE, LLC located in Madison Heights, Virginia.
David is registered as a RR (Registered Representative) and started their career in finance in 1999. David has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 26, Series 51 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view David Carson Peters's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 3, 2021 - Present
P.J. ROBB VARIABLE, LLC
BD
CRD#: 38339
Madison Heights, VA
Past
January 3, 2020 - October 19, 2021
ALLSTATE FINANCIAL ADVISORS, LLC
RIA
CRD#: 109524
Madison Heights, VA
Past
January 3, 2020 - October 19, 2021
EVERLAKE DISTRIBUTORS, LLC
BD
CRD#: 100460
NORTHBROOK, IL
Past
December 6, 2018 - January 3, 2020
ALLSTATE FINANCIAL ADVISORS, LLC
RIA
CRD#: 109524
Chantilly, VA
Past
December 6, 2018 - January 6, 2020
ALLSTATE FINANCIAL SERVICES, LLC
BD
CRD#: 18272
CHANTILLY, VA
Past
August 17, 2018 - December 3, 2018
STATE FARM INVESTMENT MANAGEMENT CORP.
RIA
CRD#: 3487
Lynchburg, VA
Past
August 27, 2002 - December 3, 2018
STATE FARM VP MANAGEMENT CORP.
BD
CRD#: 43036
CHARLOTTESVILLE, VA
Past
February 19, 1999 - June 6, 2002
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Past
January 29, 1999 - June 6, 2002
MORGAN STANLEY DW INC.
RIA
CRD#: 7556
ROANOKE, VA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/11/2022)
RR
Alaska(1/14/2022)
RR
Arizona(1/21/2022)
RR
Arkansas(1/12/2022)
RR
California(1/11/2022)
RR
Colorado(1/12/2022)
RR
Connecticut(1/12/2022)
RR
Delaware(1/14/2022)
RR
District of Columbia(1/25/2022)
RR
Florida(1/12/2022)
RR
Georgia(1/12/2022)
RR
Hawaii(2/24/2022)
RR
Idaho(1/12/2022)
RR
Illinois(1/18/2022)
RR
Indiana(1/12/2021)
RR
Iowa(1/12/2022)
RR
Kansas(1/12/2022)
RR
Kentucky(1/20/2022)
RR
Louisiana(1/11/2022)
RR
Maine(1/11/2022)
RR
Maryland(1/12/2022)
RR
Massachusetts(1/12/2022)
RR
Michigan(1/13/2022)
RR
Minnesota(1/12/2022)
RR
Mississippi(1/12/2022)
RR
Missouri(1/11/2022)
RR
Montana(1/12/2022)
RR
Nebraska(1/19/2022)
RR
Nevada(1/25/2022)
RR
New Hampshire(1/12/2022)
RR
New Jersey(1/11/2022)
RR
New Mexico(1/12/2022)
RR
New York(1/11/2022)
RR
North Carolina(1/12/2022)
RR
North Dakota(1/18/2022)
RR
Ohio(1/11/2022)
RR
Oklahoma(1/13/2022)
RR
Oregon(1/13/2022)
RR
Pennsylvania(1/12/2022)
RR
Rhode Island(1/21/2022)
RR
South Carolina(1/24/2022)
RR
South Dakota(1/31/2022)
RR
Tennessee(1/12/2022)
RR
Texas(1/12/2022)
RR
Utah(1/12/2022)
RR
Vermont(1/11/2022)
RR
Virginia(12/17/2021)
RR
Washington(1/11/2022)
RR
West Virginia(1/20/2022)
RR
Wisconsin(1/11/2022)
RR
Wyoming(1/21/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
PR
P.J. ROBB VARIABLE, LLC
P.J. ROBB VARIABLE CORPORATION | P.J. ROBB VARIABLE, LLC
CRD#: 38339 / SEC#: , 8-48197
BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
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Contact information
Main Address
6075 Poplar Ave Suite 400, Memphis, TN 38119
Mailing Address
6075 Poplar Ave Suite 400, Memphis, TN 38119
Phone number
(901) 722-5433
Established
Tennessee since 02/21/1995
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CRUMP LIFE INSURANCE SERVICES, LLC | OWNER | |
| COLLINS, HEATHER MARIE | ASSISTANT TREASURER AND PRINCIPAL OPERATIONS OFFICER | 5851459 |
| CORDLE, COYE BAXTER III | CHIEF COMPLIANCE OFFICER, AML OFFICER & PRIVACY OFFICER | 4544954 |
| HARRISON, BRUCE ANDREW | PRESIDENT, CEO AND CHAIRMAN OF THE BOARD / DIRECTOR | 2232934 |
| MERCHANT, JEFFREY S | CHIIEF FINANCIAL OFFICER / TREASURER / PRINCIPAL FINANCIAL OFFICER / DIRECTOR | 4668892 |
| SCHUYLER, JOHN EDWIN | SECRETARY AND DIRECTOR | 1056044 |
| STAHLNECKER, ERIN ELIZABETH | ALTERNATE PRINCIPAL OPERATIONS OFFICER | 6606934 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
