Sean A. Miro
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sean Anthony Miro was a registered financial professional .
Sean is a previously registered financial professional and started their career in finance in 2000. Sean had worked at 6 firms and has passed the SIE, Series 6 and Series 26 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 5, 2023 - June 22, 2026
VOYA FINANCIAL PARTNERS, LLC
April 24, 2014 - December 31, 2019
VOYA FINANCIAL PARTNERS, LLC
June 26, 2013 - April 9, 2014
TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.
October 24, 2012 - June 18, 2013
NEW ENGLAND SECURITIES
April 1, 2006 - June 18, 2013
METLIFE INVESTORS DISTRIBUTION COMPANY
January 22, 2003 - April 1, 2006
TOWER SQUARE SECURITIES, INC.
October 31, 2000 - September 27, 2002
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VOYA FINANCIAL PARTNERS, LLC
CRD#: 34815 / SEC#: 801-57637, 8-46451
Contact information
FINRA licenses (53 States and Territories)
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
