Milos Puskar
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Milos Puskar, who also goes by Mike Puskar, Mitch Puskar, was a registered financial professional .
Milos is a previously registered financial professional and started their career in finance in 1998. Milos had worked at 11 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 20, 2019 - February 25, 2022
AVANTAX ADVISORY SERVICES
October 18, 2019 - February 25, 2022
AVANTAX INVESTMENT SERVICES, INC.
January 6, 2010 - December 31, 2018
LATITUDE ADVISORS, LLC
November 3, 2009 - October 17, 2019
GWN SECURITIES INC.
June 7, 2007 - November 17, 2009
MEDALLION ADVISORY SERVICES, LLC
July 10, 2006 - November 17, 2009
MEDALLION INVESTMENT SERVICES, INC.
May 19, 2005 - July 6, 2006
FORTUNE FINANCIAL SERVICES, INC.
July 2, 2004 - October 10, 2005
CETERA INVESTMENT ADVISERS LLC
June 30, 2004 - May 17, 2005
CETERA FINANCIAL SPECIALISTS LLC
September 21, 2000 - July 2, 2004
HOCHMAN & BAKER INVESTMENT ADVISORY SERVICES, INC.
December 17, 1998 - June 30, 2004
HOCHMAN & BAKER SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AVANTAX ADVISORY SERVICES
CRD#: 104556 / SEC#: 801-29892
Contact information
Regulatory assets under management
| Total Number of Accounts | 140,306 |
| AUM (Assets Under Management) | $ 46,109,939,749 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/13/2024 | ||
| 11/28/2023 | ||
| 12/16/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
