Deepak R. Ghosh
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Deepak Ranjan Ghosh, who also goes by Deepak Ghosh, was a registered financial professional .
Deepak is a previously registered financial professional and started their career in finance in 1998. Deepak had worked at 6 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 8, 2010 - April 24, 2023
THE SILVERFERN GROUP, INC.
August 1, 2006 - November 10, 2009
GE CAPITAL MARKETS, INC.
February 28, 2003 - August 4, 2004
YOUNG & PARTNERS LLC
October 4, 2000 - May 3, 2002
J.P. MORGAN SECURITIES LLC
December 18, 1998 - August 18, 2000
CITIGROUP GLOBAL MARKETS INC.
December 16, 1998 - December 18, 1998
CITICORP SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
THE SILVERFERN GROUP, INC.
CRD#: 119266 / SEC#: , 8-65167
Contact information
Documents
Red Flags
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