Mary T. Singh
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mary Terese Singh, who also goes by Mary Singh, was a registered financial professional .
Mary is a previously registered financial professional and started their career in finance in 1999. Mary had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 22, 2024 - December 31, 2025
FORESIDE FUND SERVICES, LLC
September 1, 2015 - July 12, 2024
ALPS DISTRIBUTORS, INC.
September 23, 2005 - August 31, 2015
QUASAR DISTRIBUTORS, LLC
June 10, 2004 - February 25, 2026
BRANDES INVESTMENT PARTNERS, LP
January 14, 2003 - May 4, 2004
NICHOLAS-APPLEGATE CAPITAL MANAGEMENT LLC
January 14, 2003 - May 4, 2004
NICHOLAS-APPLEGATE SECURITIES LLC
December 22, 1999 - February 7, 2002
NICHOLAS-APPLEGATE SECURITIES LLC
January 12, 1999 - November 18, 1999
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FORESIDE FUND SERVICES, LLC
CRD#: 46106 / SEC#: , 8-51293
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
