CI
Christopher M. Ingram
PROSPERITAS FINANCIAL
VALENCIA, CA 91355
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CRD#: 3156210
CI
Professional summary
Christopher Matthew Ingram is a registered financial advisor currently at PROSPERITAS FINANCIAL, LLC located in Valencia, California.
Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Christopher has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 51 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) CHRISTOPHER INGRAM POSITION: Agent NATURE: INSURANCE - Fixed Annuities; Life/Health; Long-Term Care; Disability INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 5 START DATE: 05/20/1999 ADDRESS: 25060 Avenue Stanford, Suite 100, Valencia, CA 91355 DESCRIPTION: Sell fixed insurance products 2) INGRAM FINANCIAL SOLUTIONS POSITION: Owner NATURE: DBA INVESTMENT RELATED: Yes NUMBER OF HOURS: 175 SECURITIES TRADING HOURS: 140 START DATE: 05/29/2015 ADDRESS: 25060 Avenue Stanford, Suite 100, Valencia, CA 91355 DESCRIPTION: Investment Advisor and manager of all aspects of business 3) PROSPERITAS POSITION: LLC Member NATURE: Tax Planning - We are planning on partnering up with an accounting firm to provide tax planning services to our clients. The plan is to purchase the accounting firm from the retiring CPA. We are planning to hire a CPA to train under the senior accountant and eventually run the firm for us in the future. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2020 ADDRESS: 25060 Avenue Stanford, Suite 100, Valencia, CA 91355 DESCRIPTION: Owner and Business Manager 4) CHRISTOPHER INGRAM POSITION: Agent NATURE: Mortgage Sales INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2021 ADDRESS: 25060 Avenue Stanford, Suite 100, Valencia, CA 91355 DESCRIPTION: Educating and discussing mortgage options for purchases and refinancing. Transaction and servicing will be handled by the team at Southern Oaks Mortgage, Inc. 5) PROSPERITAS FINANCIAL, LLC.: Owner NATURE: Independent Registered Investment Adviser I-RIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 240 SECURITIES TRADING HOURS: 130 START DATE: 08/30/2021 ADDRESS: 25060 Avenue Stanford, Suite 100, Valencia, CA 91355, United States DESCRIPTION: Advisory services as an Investment Advisory Representative through Prosperitas Financial, LLC. 6) EPN Sponsored Athlete. POSITION: Sponsored Athlete NATURE: Supplement Promotion INVESTMENT RELATED: No NUMBER OF HOURS: 10 hours a week SECURITIES TRADING HOURS: 0 START DATE: 11/2022 ADDRESS: 24973 GREENSBRIER DR, STEVENSON RANCH, California 91381 DESCRIPTION: I am responsible for the promotion and sale of vitamin and supplement products.
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Matthew Ingram's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 31, 2021 - Present
PROSPERITAS FINANCIAL, LLC
Office #1: 25060 Avenue Stanford Suite 100, Valencia, CA 91355RIA
CRD#: 315768
VALENCIA, CA
Past
December 5, 2007 - April 25, 2022
NEXT FINANCIAL GROUP, INC.
RIA
CRD#: 46214
VALENCIA, CA
Past
December 4, 2007 - April 25, 2022
NEXT FINANCIAL GROUP, INC.
BD
CRD#: 46214
VALENCIA, CA
Past
April 11, 2007 - December 4, 2007
PARK AVENUE SECURITIES LLC
RIA
CRD#: 46173
VALENCIA, CA
Past
April 10, 2007 - December 4, 2007
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
VALENCIA, CA
Past
August 29, 2003 - March 22, 2007
WOODBURY FINANCIAL SERVICES, INC.
RIA
CRD#: 421
SANTA CLARITA, CA
Past
July 30, 2003 - March 22, 2007
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
SANTA CLARITA, CA
Past
April 11, 2000 - July 30, 2003
MORGAN STANLEY DW INC.
RIA
CRD#: 7556
VALENCIA, CA
Past
February 8, 2000 - July 30, 2003
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Past
February 1, 1999 - November 24, 1999
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PF
PROSPERITAS FINANCIAL, LLC
BROWN ASSET MANAGEMENT | SHUPER WEALTH MANAGEMENT | PROSPERITAS FINANCIAL, LLC | BROWN INVESTMENT MANAGEMENT
CRD#: 315768 / SEC#: 801-122207
RIA
Registered Investment Advisory firm - (8/30/2021 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(8/31/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
PF
PROSPERITAS FINANCIAL, LLC
BROWN ASSET MANAGEMENT | SHUPER WEALTH MANAGEMENT | PROSPERITAS FINANCIAL, LLC | BROWN INVESTMENT MANAGEMENT
CRD#: 315768 / SEC#: 801-122207
RIA
Registered Investment Advisory firm - (8/30/2021 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
25060 Avenue Stanford Suite 100, Valencia, CA 91355
Mailing Address
Phone number
(661) 255-9555
Established
Firm type
Fiscal year end
# of Employees
19
SEC notice filing (16 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,933 |
| AUM (Assets Under Management) | $ 612,704,601 |
Red Flags
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Company Information
PROSPERITAS FINANCIAL, LLC
CRD#: 315768Valencia, CA 91355TRUST BUT VERIFY
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