Amy Morrissette
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Amy Morrissette, who also goes by Amy Runci, was a registered financial professional .
Amy is a previously registered financial professional and started their career in finance in 1999. Amy had worked at 6 firms and has passed the Series 63, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 27, 2005 - February 1, 2013
VOYA FINANCIAL PARTNERS, LLC
July 28, 2003 - June 14, 2005
GUARDIAN INVESTOR SERVICES LLC
February 20, 2002 - June 24, 2003
GOLDK INVESTMENT SERVICES, INC
January 1, 2002 - January 30, 2002
SIGNATOR INVESTORS, INC.
January 13, 2000 - January 1, 2002
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC
January 14, 1999 - September 8, 1999
ONE ORCHARD EQUITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VOYA FINANCIAL PARTNERS, LLC
CRD#: 34815 / SEC#: 801-57637, 8-46451
Contact information
FINRA licenses (53 States and Territories)
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
