Clay C. Hogan

HOGAN INVESTMENT COUNSEL

Cordova, TN 38018

Some features on this profile are disabled

CRD#: 3156113

Professional summary

Clay Clay Hogan JR, CFA, who also goes by David Clay Hogan Jr, is a registered financial advisor currently at HOGAN INVESTMENT COUNSEL, LLC located in Cordova, Tennessee.

Clay is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Clay has worked at 4 firms and has passed the Series 66, Series 7, Series 9 and Series 10 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David Clay Hogan Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Hogan Farms LLC, Non Investment-Related, Eags TN, Farm, Manager, 12/2021, Lease Farmland and Bookkeeping, 5 hrs/ month

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Clay Clay Hogan JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Current

March 2, 2012 - Present

HOGAN INVESTMENT COUNSEL, LLC

Office #1: 51 Germantown Court Suite 108, Cordova, TN 38018

RIA

CRD#: 160186

Cordova, TN

Past

January 2, 2009 - March 5, 2012

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

MEMPHIS, TN

Past

March 9, 2004 - January 2, 2009

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

MEMPHIS, TN

Past

January 31, 2003 - March 5, 2012

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

MEMPHIS, TN

Past

December 7, 1998 - February 12, 2003

VERAVEST INVESTMENTS, INC.

CRD#: 3960

WORCESTER, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kentucky
(3/16/2012)

IAR

Louisiana
(1/14/2025)

IAR

Mississippi
(3/27/2012)

IAR

Tennessee
(3/2/2012)

IAR

Texas
(1/8/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/7/1998

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 12/2/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 8/25/2003

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 8/18/2003

General Securities Sales Supervisor - General Module Examination

Current Firm

HOGAN INVESTMENT COUNSEL, LLC

CRD#: 160186 / SEC#:

Kentucky

Registered Investment Advisory firm - (3/16/2012 Approved)

Louisiana

Registered Investment Advisory firm - (1/13/2025 Approved)

Mississippi

Registered Investment Advisory firm - (3/23/2012 Approved)

Tennessee

Registered Investment Advisory firm - (3/2/2012 Approved)

Texas

Registered Investment Advisory firm - (1/8/2014 Conditional Restricted)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

51 Germantown Court Suite 108, Cordova, TN 38018

Mailing Address

Phone number

(901) 590-3846

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	477
AUM (Assets Under Management)	$ 91,877,102

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stacey Hyde

ENVISION FINANCIAL PLANNING, LLC

IAR

Memphis, TN

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Clay C. Hogan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Clay Clay Hogan JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

HOGAN INVESTMENT COUNSEL, LLC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

VERAVEST INVESTMENTS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 12/7/1998

Series 7

Date: 12/2/1998

Series 9

Date: 8/25/2003

Series 10

Date: 8/18/2003

Current Firm

HOGAN INVESTMENT COUNSEL, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

HOGAN INVESTMENT COUNSEL, LLC

TRUST BUT VERIFY

Similar Advisors