Daniel B. Heeren
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Blaine Heeren, CFA, who also goes by Daniel Heeren, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1999. Daniel had worked at 5 firms and has passed the Series 66, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 7, 2010 - April 19, 2017
MANAGED ACCOUNT SERVICES, LLC
March 27, 2006 - May 12, 2010
JESUP & LAMONT SECURITIES CORP
August 26, 2003 - April 19, 2017
INDEPENDENT PORTFOLIO CONSULTANTS, INC.
July 31, 2003 - March 6, 2006
ADVEST, INC.
June 25, 1999 - June 17, 2003
MORGAN STANLEY DW INC.
June 24, 1999 - June 17, 2003
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Exams
Current Firm
MANAGED ACCOUNT SERVICES, LLC
CRD#: 133803 / SEC#: , 8-66783
Contact information
Documents
Red Flags
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