Christopher R. Noye
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Richard Noye, who also goes by Christopher R Noye, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1999. Christopher had worked at 5 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 3, 2011 - February 21, 2012
EMPIRICAL RESEARCH PARTNERS LLC
July 20, 2006 - August 23, 2007
HSBC SECURITIES (USA) INC.
September 5, 2002 - May 26, 2005
J.P. MORGAN CLEARING CORP.
June 28, 2000 - May 26, 2005
J.P. MORGAN SECURITIES LLC
February 11, 1999 - May 10, 2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EMPIRICAL RESEARCH PARTNERS LLC
CRD#: 123520 / SEC#: , 8-65590
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
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