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Wayne R. Pastel

SINGLE TRACK FINANCIAL
WOBURN, MA 01801
Some features on this profile are disabled
CRD#: 3155654
WP

Professional summary


Wayne R Pastel is a registered financial advisor currently at SINGLE TRACK FINANCIAL, INC. located in Woburn, Massachusetts.

Wayne is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Wayne has worked at 3 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
WAYNE PASTEL, ESQ.,I AM A LAWYER AND AM A PARTNER IN A LAW PRACTICE. I AM ALSO LICENSED AS AN INSURANCE AGENT AND SELL LIFE INSURANCE IN CONJUNCTION WITH MY LAW PRACTICE.I DEVOTE APPX. 30 HRS. PER WEEK DURING TRADING HOURS TO MY LEGAL PRACTICE. LOCATED AT 6 COURTHOUSE LA., CHELMSFORD, MA. SINGLE TRACK FINANCIAL, INC. OWNER/OPERATOR OF RIA 6 COURTHOUSE LA., CHELMSFORD, MA 10 HOURS PER WEEK DURING TRADING HOURS

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Wayne R Pastel's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 17, 2003 - Present

SINGLE TRACK FINANCIAL, INC.

Office #1: 10 Cedar Street, Suite 17, Woburn, MA 01801
RIA
CRD#: 127318
WOBURN, MA
Past

February 13, 2003 - December 31, 2011

PURSHE KAPLAN STERLING INVESTMENTS

BD
CRD#: 35747
WOBURN, MA
Past

February 18, 1999 - March 13, 2003

AVANTAX INVESTMENT SERVICES, INC.

BD
CRD#: 13686
DALLAS, TX

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Massachusetts
(4/17/2003)
IAR
New Hampshire
(7/26/2005)

Exams


State Security Law Exam
IAR
Series 65
Date: 11/1/2002
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


ST
SINGLE TRACK FINANCIAL, INC.
SINGLE TRACK FINANCIAL, INC. | WRP CAPITAL MANAGEMENT, INC.

CRD#: 127318 / SEC#:

Massachusetts
Registered Investment Advisory firm - (4/17/2003 Approved)
New Hampshire
Registered Investment Advisory firm - (7/19/2005 Approved)
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Contact information


Main Address
400 Tradecenter, Suite 5900, Woburn, MA 01801
Mailing Address
Phone number
(781) 939-6830
Established
Firm type
Fiscal year end
# of Employees
2

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts29
AUM (Assets Under Management)$ 26,114,676

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


SINGLE TRACK FINANCIAL, INC.

CRD#: 127318Woburn, MA 01801

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