SC
Scott A. Cross
HBKS WEALTH ADVISORS
ERIE, PA 16506
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CRD#: 3155528
SC
Professional summary
Scott Allan Cross, who also goes by Scott Alan Cross, is a registered financial advisor currently at HBKS WEALTH ADVISORS located in Erie, Pennsylvania and HBK SORCE BROKERAGE LLC located in Canfield, Ohio.
Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Scott has worked at 5 firms and has passed the Series 66, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Scott Alan Cross
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) HBK SORCE ADVISORY, LLC DBA HBKS WEALTH ADVISORS; INVESTMENT RELATED; At registered location; INVESTMENT ADVISORY BUSINESS; INVESTMENT ADVISOR REPRESENTATIVE AND CHIEF OPERATING OFFICER ; 06/2006; 160 HRS/MO; 160 HRS/MO DURING TRADING; CHIEF OPERATING OFFICER (2) HBK ERIE REALTY CO., LLC; NOT INVESTMENT RELATED; 6603 SUMMIT DRIVE, CANFIELD, OH 44406; OWNER/MEMBER; 01/2015; 0 HRS/MO; 0 HRS/MO DURING TRADING; PASSIVE OWNERSHIP (3) HBK FINANCIAL HOLDINGS, LLC; NOT INVESTMENT RELATED; 6603 SUMMIT DRIVE, CANFIELD, OH 44406; HOLDING COMPANY; OWNER/MEMBER; 01/2015; 0 HRS/MO 0 HRS/MO DURING TRADING; PASSIVE ONLY, NO ACTIVE MANAGEMENT RESPONSIBILITIES (4) HBK FT. MYERS REALTY LLC; NOT INVESTMENT RELATED; 6603 SUMMIT DRIVE, CANFIELD, OH 44406; OWNER/MEMBER; 01/2015; 0 HRS/MO; 0 HRS/MO DURING TRADING; PASSIVE OWNERSHIP (5) HBK HERMITAGE REALTY LLC; NOT INVESTMENT RELATED; 6603 SUMMIT DRIVE, CANFIELD, OH 44406; OWNER/MEMBER; 01/2015; 0 HRS/MO; 0 HRS/MO DURING TRADING; PASSIVE OWNERSHIP (6) HBK MEADVILLE REALTY CO., LLC; NOT INVESTMENT RELATED; 6603 SUMMIT DRIVE, CANFIELD, OH 44406; OWNER/MEMBER; 01/2015; 0 HRS/MO; 0 HRS/MO DURING TRADING; PASSIVE OWNERSHIP (7) HBK SORCE HOLDINGS LLC; INVESTMENT RELATED; 6603 SUMMIT DRIVE, CANFIELD, OH 44406; OWNER/MEMBER; 01/2010; 0 HRS/MO; 0 HRS/MO DURING TRADING; OWNER (8) HBK NAPLES REALTY, LLC. INVESTMENT RELATED. 6603 SUMMIT DRIVE, CANFIELD, OH 44406. RENTAL PROPERTY. OWNER/MEMBER. 03/2017. 0 HRS/MO. PASSIVE. (9) PINION INVESTMENT ADVISORS LLC DBA PINION WEALTH; INVESTMENT RELATED; 1605 NORTH WATERFRONT PARKWAY SUITE 200 WICHITA, KS 67206; RIA; AUTHORIZED PERSON; 03/2018; 0 HOURS/MONTH; 0 HOURS/MONTH DURING SECURITIES HOURS; PROVIDE BACK OFFICE SERVICES TO PINION WEALTH. (10) UP STRATEGIC WEALTH INVESTMENT ADVISORS DBA STEEL TOWER. INVESTMENT RELATED. 401 LIBERTY AVE, SUITE 2400, PITTSBURGH, PA 15222. RIA. AUTHORIZED PERSON. 08/2017. 0 HOURS/MONTH; 0 HOURS/MONTH DURING SECURITIES HOURS. PROVIDE BACK OFFICE SERVICES TO STEEL TOWER (11) ELITE LIFE MANAGEMENT LLC DBA ELM. INVESTMENT RELATED. 2170 MAIN ST, SUITE 401, SARASOTA, FL 34237. RIA. INDIRECT OWNER. 08/2022. 0 HOURS/MONTH; 0 HOURS DURING SECURITIES HOURS. INDIRECT OWNER. (12)HBK INTERNAL COMPLAINT COMMITTEE. NOT INVESTMENT RELATED. At registered location. COMMITTEE. COMMITTEE MEMBER. 01/2024. 1 HRS MTH/1HRS DURING TRADING. SERVE ON THE COMMITTEE. (13)PARK SHORE PARTNERS. INVESTMENT RELATED. 3838 TAMIAMI TRAIL N SUITE 100 NAPLES FL 34103. RIA. INDIRECT OWNER. 01/2015. 0 HOURS/MONTH; 0 HOURS DURING SECURITIES HOURS. INDIRECT OWNER.
CRS (Client Relationship Summary) - RIA
Click below to view Scott Allan Cross's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 17, 2006 - Present
HBKS WEALTH ADVISORS
Office #1: 2725 Colonial Ave, Erie, PA 16506RIA
CRD#: 112139
ERIE, PA
Current
November 15, 2024 - Present
HBK SORCE BROKERAGE LLC
Office #1: 6603 Summit Drive, Canfield, OH 44406Office #2: 2725 Colonial Avenue, Erie, PA 16506BD
CRD#: 107690
Canfield, OH
Past
January 2, 2009 - November 2, 2020
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
ERIE, PA
Past
July 23, 2003 - July 18, 2006
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
ERIE, PA
Past
December 24, 1998 - January 6, 2009
SECURITIES AMERICA, INC.
BD
CRD#: 10205
ERIE, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HW
HBKS WEALTH ADVISORS
HBK ADVISORY SERVICES LLC | PRESQUE ISLE CAPITAL MANAGEMENT | LEVEL 3 | HBKS WEALTH ADVISORS | HBK SORCE FINANCIAL LLC | HBK SORCE ADVISORY LLC
CRD#: 112139 / SEC#: 801-60424
RIA
Registered Investment Advisory firm - (7/19/2001 Approved)Ohio
Registered Investment Advisory firm - (11/28/2000 Terminated)Pennsylvania
Registered Investment Advisory firm - (10/29/2001 Terminated)Wyoming
Registered Investment Advisory firm - (11/9/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Nebraska(12/9/2015)
RR
Ohio(11/15/2024)
IAR
Pennsylvania(7/17/2006)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/6/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
HW
HBKS WEALTH ADVISORS
HBK ADVISORY SERVICES LLC | PRESQUE ISLE CAPITAL MANAGEMENT | LEVEL 3 | HBKS WEALTH ADVISORS | HBK SORCE FINANCIAL LLC | HBK SORCE ADVISORY LLC
CRD#: 112139 / SEC#: 801-60424
RIA
Registered Investment Advisory firm - (7/19/2001 Approved)Ohio
Registered Investment Advisory firm - (11/28/2000 Terminated)Pennsylvania
Registered Investment Advisory firm - (10/29/2001 Terminated)Wyoming
Registered Investment Advisory firm - (11/9/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2725 Colonial Ave, Erie, PA 16506
Mailing Address
Phone number
(814) 836-5776
Established
Firm type
Fiscal year end
# of Employees
109
SEC notice filing (30 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 21,190 |
| AUM (Assets Under Management) | $ 7,661,939,874 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/25/2024 | ||
| 07/28/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
HBKS WEALTH ADVISORS
CRD#: 112139Erie, PA 16506TRUST BUT VERIFY
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