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SC

Scott A. Cross

HBKS WEALTH ADVISORS
ERIE, PA 16506
Some features on this profile are disabled
CRD#: 3155528
SC

Professional summary

Scott Allan Cross, who also goes by Scott Alan Cross, is a registered financial advisor currently at HBKS WEALTH ADVISORS located in Erie, Pennsylvania and HBK SORCE BROKERAGE LLC located in Canfield, Ohio.

Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Scott has worked at 5 firms and has passed the Series 66, Series 7TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Scott Alan Cross

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Allan Cross's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 17, 2006 - Present

HBKS WEALTH ADVISORS

Office #1: 2725 Colonial Ave, Erie, PA 16506
RIA
CRD#: 112139
ERIE, PA
Current

November 15, 2024 - Present

HBK SORCE BROKERAGE LLC

Office #1: 6603 Summit Drive, Canfield, OH 44406Office #2: 2725 Colonial Avenue, Erie, PA 16506
BD
CRD#: 107690
Canfield, OH
Past

January 2, 2009 - November 2, 2020

PURSHE KAPLAN STERLING INVESTMENTS

BD
CRD#: 35747
ERIE, PA
Past

July 23, 2003 - July 18, 2006

SECURITIES AMERICA ADVISORS, INC.

RIA
CRD#: 110518
ERIE, PA
Past

December 24, 1998 - January 6, 2009

SECURITIES AMERICA, INC.

BD
CRD#: 10205
ERIE, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HW
HBKS WEALTH ADVISORS
HBK ADVISORY SERVICES LLC | PRESQUE ISLE CAPITAL MANAGEMENT | LEVEL 3 | HBKS WEALTH ADVISORS | HBK SORCE FINANCIAL LLC | HBK SORCE ADVISORY LLC

CRD#: 112139 / SEC#: 801-60424

RIA
Registered Investment Advisory firm - (7/19/2001 Approved)
Ohio
Registered Investment Advisory firm - (11/28/2000 Terminated)
Pennsylvania
Registered Investment Advisory firm - (10/29/2001 Terminated)
Wyoming
Registered Investment Advisory firm - (11/9/2017 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR
Nebraska
(12/9/2015)
RR
Ohio
(11/15/2024)
IAR
Pennsylvania
(7/17/2006)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/24/1999
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 12/6/2022
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/23/1998
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/6/2022
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

HW
HBKS WEALTH ADVISORS
HBK ADVISORY SERVICES LLC | PRESQUE ISLE CAPITAL MANAGEMENT | LEVEL 3 | HBKS WEALTH ADVISORS | HBK SORCE FINANCIAL LLC | HBK SORCE ADVISORY LLC

CRD#: 112139 / SEC#: 801-60424

RIA
Registered Investment Advisory firm - (7/19/2001 Approved)
Ohio
Registered Investment Advisory firm - (11/28/2000 Terminated)
Pennsylvania
Registered Investment Advisory firm - (10/29/2001 Terminated)
Wyoming
Registered Investment Advisory firm - (11/9/2017 Terminated)
PREMIUM
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Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
2725 Colonial Ave, Erie, PA 16506
Mailing Address
Phone number
(814) 836-5776
Established
Firm type
Fiscal year end
# of Employees
109

SEC notice filing (30 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

HBKS WEALTH ADVISORS FORM ADV PART 2A 2-17-26 (2/17/2026)

Regulatory assets under management

Total Number of Accounts21,190
AUM (Assets Under Management)$ 7,661,939,874

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
01/20/2026
Cover Page
Report
10/25/2024
Cover Page
Report
07/28/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HBKS WEALTH ADVISORS

CRD#: 112139Erie, PA 16506

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