Timothy R. Moore
Professional summary
Timothy Ray Moore, who also goes by Tim Moore, is a registered financial professional currently at DOEREN MAYHEW CAPITAL ADVISORS, LLC located in Houston, Texas.
Timothy is registered as a RR (Registered Representative) and started their career in finance in 1999. Timothy has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 79 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Timothy Ray Moore's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 7, 2018 - Present
DOEREN MAYHEW CAPITAL ADVISORS, LLC
Office #1: 2600 North Loop West Suite 600, Houston, TX 77092Office #2: 2600 North Loop West, Suite 600, Houston, TX 77092February 21, 2013 - April 8, 2018
DCF, LLC
August 10, 2011 - August 17, 2012
GRANT WILLIAMS L.P.
October 31, 2008 - January 12, 2011
OSAIC SERVICES, INC.
October 31, 2008 - January 12, 2011
OSAIC SERVICES, INC.
November 9, 2000 - October 31, 2008
AMERICAN GENERAL SECURITIES INCORPORATED
November 9, 2000 - October 31, 2008
AMERICAN GENERAL SECURITIES INCORPORATED
June 30, 1999 - December 22, 2000
AVANTAX INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/23/2018)
Exams
FINRA
Current Firm
DOEREN MAYHEW CAPITAL ADVISORS, LLC
CRD#: 288269 / SEC#: , 8-69931
Contact information
FINRA licenses (3 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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Company Information
DOEREN MAYHEW CAPITAL ADVISORS, LLC
CRD#: 288269Houston, TX 77092TRUST BUT VERIFY
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