Laurence N. Montello

MONTELLO WEALTH MANAGEMENT

PALM BEACH GARDENS, FL 44410

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CRD#: 3154790

Professional summary

Laurence Nmn Montello, CFP®, who also goes by Laurence Montello, is a registered financial advisor currently at MONTELLO WEALTH MANAGEMENT, INC. located in Palm Beach Gardens, Florida and INVESTMENT ADVISORS OF AMERICA, LLC located in Palm Beach Gardens, Florida.

Laurence is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Laurence has worked at 7 firms and has passed the Series 63, Series 65, Series 7, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Laurence Montello

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Montello Tax & Planning, LLC Non investment related business 2401 PGA Blvd # 280-Q Palm Beach Gardens, Florida 33410 Nature of Business: The firm prepares tax-returns for individuals and small businesses Laurence Montello is the owner of Montello Tax & Planning, LLC. Start date: 01/30/2014 less than 10% of my time is devoted to Montello Tax. Time spent: This is seasonal work and I devote weekends during tax season to the business (3 months annually, 20 hours a month during tax time) No time is spent on this business during securities trading hours. My Role: Tax preparation. Emergency Insurance Housing, LLC Non investment related business 2401 PGA Blvd # 280-Q Palm Beach Gardens, Florida 33410 Nature of Business: The entity will be a booking engine for locating temporary accommodations for displaced homeowners during an insurance claim. Laurence Montello is a 50% owner of the business Start date: 06/07/2021 less than 2% of my time is devoted to this business entity. Time spent: This is a new business venture. I devote 1 weekend per month to develop the business. No time is spent on this business during securities trading hours. My Role: Locate Real Estate owners who wish to promote their home on the website. Pension Plan Services, LLC Non investment related business 2401 PGA Blvd # 280-Q Palm Beach Gardens, Florida 33410 Nature of Business: The entity was created to provide information to employees who participate in a 401k plan through their employer. Laurence Montello is 100% owner of the business. There has been no business activity since inception. Start date: 08/19/2020 less than 1% of my time is devoted to this business entity. Time spent: This is a new business venture that will be dissolved in 2022. My Role: Coordinate 401k plan meeting with employees of small business owners.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Laurence Nmn Montello's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2004

Experience

Current

September 2, 2009 - Present

MONTELLO WEALTH MANAGEMENT, INC.

Office #1: 2401 Pga Blvd Ste 280, Palm Beach Gardens, FL 44410

RIA

CRD#: 151058

PALM BEACH GARDENS, FL

Current

December 6, 2022 - Present

INVESTMENT ADVISORS OF AMERICA, LLC

Office #1: 2401 Pga Blvd #280-q, Palm Beach Gardens, FL 33410

RIA

CRD#: 322441

Palm Beach Gardens, FL

Past

August 24, 2018 - December 31, 2021

BLUE LINE CAPITAL ADVISORS

RIA

CRD#: 297188

PALM BEACH GARDENS, FL

Past

August 24, 2018 - May 11, 2022

BLUE LINE CAPITAL ADVISORS

RIA

CRD#: 297188

PALM BEACH GARDENS, FL

Past

August 1, 2006 - July 31, 2009

BMO HARRIS FINANCIAL ADVISORS, INC.

RIA

CRD#: 137115

WEST PALM BEACH, FL

Past

July 31, 2006 - July 31, 2009

BMO HARRIS FINANCIAL ADVISORS, INC.

CRD#: 137115

WEST PALM BEACH, FL

Past

February 27, 2004 - July 12, 2006

RBC CAPITAL MARKETS, LLC

RIA

CRD#: 31194

PALM BEACH GARDENS, FL

Past

February 27, 2004 - July 12, 2006

RBC CAPITAL MARKETS, LLC

CRD#: 31194

PALM BEACH GARDENS, FL

Past

July 30, 2002 - February 27, 2004

WILLIAM R. HOUGH & CO.

RIA

CRD#: 2235

PALM BEACH GARDENS, FL

Past

July 26, 2002 - February 27, 2004

WILLIAM R. HOUGH & CO.

CRD#: 2235

ST. PETERSBURG, FL

Past

December 16, 1998 - August 23, 2002

PMG SECURITIES CORPORATION

CRD#: 27107

ELGIN, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(9/2/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/16/2002

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 5/15/2001

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 1/18/2001

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/11/1998

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 3/28/2000

Investment Company Products/Variable Contracts Principal Examination

Current Firm

MONTELLO WEALTH MANAGEMENT, INC.

MONTELLO WEALTH MANAGEMENT, INC. | MONTELLO WEALTH MANAGEMENT, PA

CRD#: 151058 / SEC#: 801-70473

RIA

Registered Investment Advisory firm - (3/18/2010 Terminated)

Florida

Registered Investment Advisory firm - (3/18/2010 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

2401 Pga Blvd Ste 280, Palm Beach Gardens, FL 33410

Mailing Address

Phone number

(561) 694-6660

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	413
AUM (Assets Under Management)	$ 88,165,796

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Laurence N. Montello

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Laurence Nmn Montello's CRS (Customer Relationship Summary).

Certified licenses

Experience

INVESTMENT ADVISORS OF AMERICA, LLC

BLUE LINE CAPITAL ADVISORS

BLUE LINE CAPITAL ADVISORS

BMO HARRIS FINANCIAL ADVISORS, INC.

BMO HARRIS FINANCIAL ADVISORS, INC.

RBC CAPITAL MARKETS, LLC

RBC CAPITAL MARKETS, LLC

WILLIAM R. HOUGH & CO.

WILLIAM R. HOUGH & CO.

PMG SECURITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 63

Date: 7/16/2002

Series 65

Date: 5/15/2001

Series 7

Date: 1/18/2001

Series 6

Date: 12/11/1998

Series 26

Date: 3/28/2000

Current Firm

MONTELLO WEALTH MANAGEMENT, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MONTELLO WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

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