Robert C. Lyster
Professional summary
Robert Carter Lyster is a registered financial professional currently at INTE SECURITIES LLC located in New York, New York.
Robert is registered as a RR (Registered Representative) and started their career in finance in 1971. Robert has worked at 7 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 41, PC, Series 000, Series 1 and Series 14 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Carter Lyster's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 1, 2020 - Present
INTE SECURITIES LLC
Office #1: 42 Broadway, Suite 12-128, New York, NY 10004August 13, 1992 - April 5, 2019
LYSTER WATSON SECURITIES, INC.
April 8, 1992 - March 5, 2004
LYSTER WATSON & COMPANY
December 18, 1979 - August 6, 1990
ABN AMRO SECURITIES LLC
November 22, 1977 - January 7, 1980
LEHMAN BROTHERS INC.
September 17, 1971 - November 22, 1977
FAULKNER, DAWKINS & SULLIVAN INC.
May 5, 1971 - September 21, 1971
H.C.WAINWRIGHT & CO., LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/17/2023)
(2/17/2023)
(2/17/2023)
(10/1/2020)
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 41
Date: 9/15/1984
NYSE Allied Member ExaminationPC
Date: 5/25/1977
AMEX Put and Call ExamSeries 000
Date: 4/29/1971
General Securities Principal ExaminationSeries 1
Date: 4/29/1971
Registered Representative ExaminationFINRA
Current Firm
INTE SECURITIES LLC
CRD#: 47107 / SEC#: , 8-51667
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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