SS
Steven F. St. Pierre
SHEPHERD FINANCIAL PARTNERS
RYE, NH
Some features on this profile are disabled
CRD#: 3154429
SS
Professional summary
Steven Francis St. Pierre, CFP®, who also goes by Steven Francis Stpierre, is a registered financial advisor currently at SHEPHERD FINANCIAL PARTNERS, LLC located in Rye, New Hampshire and LPL FINANCIAL LLC located in Naples, Florida.
Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Steven has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Steven Francis Stpierre
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 5/22/2008 - NON-VARIABLE INSURANCE - Investment Related - At Reported Business Location(s) - SELLING FIXED INSURANCE - TIME SPENT 5%. 2. 12/19/2017 - Shepherd Financial Partners LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 12/20/2017 - 100 Hours Per Month During Securities Trading - I provide investment advisory services through Shepherd Financial Partners LLC., an independent investment advisor firm. I started this business activity in Dec 2017. I expect to spend approximately 100 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 12/19/2017 - Shepherd Financial Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 12/20/2017 - 1 Hour Per Month During Securities Trading. 4. 12/07/2021 - JKZ Realty, LLC - Investment Related - Manchester, NH 03101 - Real Estate Rental - Start Date: 10/15/2021 - 1 Hour Per Month/0 Hours During Securities Trading - Leased out office. 5. Name of OBA : St. Pierre Financial Services, PLLC; Address of OBA: 89 Cable Road, Rye, NH 03870; Nature: Pass-through tax structure; Investment Related: No; Title with OBA: Managing Member, Owner; Duties: Maintaining corporate entity; Start date: 1999; Approx. Number of Hours/Month: 1; Approx. Number of Hours/Month during trading hours: 0
CRS (Client Relationship Summary) - RIA
Click below to view Steven Francis St. Pierre's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
December 8, 2017 - Present
SHEPHERD FINANCIAL PARTNERS, LLC
RIA
CRD#: 169093
RYE, NH
Current
July 2, 2007 - Present
LPL FINANCIAL LLC
RIA
BD
CRD#: 6413
NAPLES, FL
Past
July 2, 2007 - August 28, 2018
LPL FINANCIAL LLC
RIA
CRD#: 6413
RYE, NH
Past
January 17, 2006 - July 5, 2007
U.S. WEALTH ADVISORS, LLC.
BD
CRD#: 126924
MANCHESTER, NH
Past
October 31, 2005 - December 31, 2005
OSAIC SERVICES, INC.
BD
CRD#: 133763
MANCHESTER, NH
Past
December 13, 2001 - October 31, 2005
SUNAMERICA SECURITIES, INC.
BD
CRD#: 20068
PHOENIX, AZ
Past
September 27, 1999 - July 5, 2007
U.S. FINANCIAL ADVISORS
RIA
CRD#: 108763
MANCHESTER, NH
Past
February 8, 1999 - December 10, 2001
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
PHILADELPHIA, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SF
SHEPHERD FINANCIAL PARTNERS, LLC
SHEPHERD FINANCIAL PARTNERS, LLC | SPECIAL NEEDS FINANCIAL PLANNING
CRD#: 169093 / SEC#: 801-106533
RIA
Registered Investment Advisory firm - (8/24/2015 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(2/6/2009)
IAR
Florida(12/9/2021)
RR
Georgia(1/31/2012)
RR
Illinois(1/14/2013)
RR
Massachusetts(9/19/2007)
IAR
Massachusetts(1/26/2021)
RR
Michigan(7/2/2007)
RR
New Hampshire(7/2/2007)
IAR
New Hampshire(12/8/2017)
IAR
Texas(12/20/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
SF
SHEPHERD FINANCIAL PARTNERS, LLC
SHEPHERD FINANCIAL PARTNERS, LLC | SPECIAL NEEDS FINANCIAL PLANNING
CRD#: 169093 / SEC#: 801-106533
RIA
Registered Investment Advisory firm - (8/24/2015 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1004 Main Street, Winchester, MA 01890
Mailing Address
Phone number
(781) 756-1804
Established
Firm type
Fiscal year end
# of Employees
21
SEC notice filing (17 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,779 |
| AUM (Assets Under Management) | $ 1,138,180,837 |
Red Flags
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