GC
Gerard F. Clunan
HERSHEY FINANCIAL ADVISERS
Lancaster, PA 17601
Some features on this profile are disabled
CRD#: 3154428
GC
Professional summary
Gerard Francis Clunan JR, who also goes by Jerry Clunan Jr, is a registered financial advisor currently at HERSHEY FINANCIAL ADVISERS, LLC located in Lancaster, Pennsylvania.
Gerard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Gerard has worked at 4 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jerry Clunan Jr
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.INSURANCE PAID DIRECTLY THROUGH TEGLER AND ASSOCIATES AND STELLAR PERFORMANCE, VUL, UL, FIXED ANNUITIES, HEALTH INSURANCE, EQUITY INDEXED ANNUITIES, LTC, DISABILITY, & WHOLE LIFE, ETC. 2. SALES & MARKETING CONSULTING FOR COMPANIES 3. PROPERTY & CASUALTY LICENSED AND RECEIVE COMMISSION 4. NON COMPENSATORY WORK: PRES OF GATE CLUB; MEMBER OF SALES & MARKETING OF CENTRAL PA; PRESIDENT OF GIDEONS INTERNATIONAL OF PA; BOARD MEMBER OF THE STUDENT LIFE CENTER OF TEMPLE UNIVERSITY 5. HERITAGE INSURANCE AGENCY, P&C SALES; 0% OWNER; minimal HRS/WEEK DURING TRADING HOURS; NON INVESTMENT RELATED.
CRS (Client Relationship Summary) - RIA
Click below to view Gerard Francis Clunan JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 15, 2009 - Present
HERSHEY FINANCIAL ADVISERS, LLC
Office #1: 120 North Pointe Blvd Suite 300, Lancaster, PA 17601RIA
CRD#: 149907
Lancaster, PA
Past
January 13, 2006 - May 7, 2009
NORTHEAST FINANCIAL GROUP, INC.
RIA
CRD#: 122609
TANNERSVILLE, PA
Past
October 30, 2001 - August 18, 2023
LEIGH BALDWIN & CO., LLC
BD
CRD#: 38751
LANCASTER, PA
Past
April 21, 1999 - October 24, 2001
PAN-AMERICAN FINANCIAL ADVISERS
BD
CRD#: 15578
NEW ORLEANS, LA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HF
HERSHEY FINANCIAL ADVISERS, LLC
HERSHEY FINANCIAL ADVISERS, LLC | HERSHEY FINNANCIAL ADVISERS, LLC
CRD#: 149907 / SEC#: 801-128090
RIA
Registered Investment Advisory firm - (6/8/2023 Approved)Florida
Registered Investment Advisory firm - (3/22/2024 Terminated)Maryland
Registered Investment Advisory firm - (3/28/2024 Terminated)North Carolina
Registered Investment Advisory firm - (3/25/2024 Terminated)Pennsylvania
Registered Investment Advisory firm - (7/26/2023 Terminated)Tennessee
Registered Investment Advisory firm - (3/22/2024 Terminated)Texas
Registered Investment Advisory firm - (3/22/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(3/11/2013)
IAR
North Carolina(2/6/2014)
IAR
Pennsylvania(6/15/2009)
IAR
Texas(9/1/2010)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
HF
HERSHEY FINANCIAL ADVISERS, LLC
HERSHEY FINANCIAL ADVISERS, LLC | HERSHEY FINNANCIAL ADVISERS, LLC
CRD#: 149907 / SEC#: 801-128090
RIA
Registered Investment Advisory firm - (6/8/2023 Approved)Florida
Registered Investment Advisory firm - (3/22/2024 Terminated)Maryland
Registered Investment Advisory firm - (3/28/2024 Terminated)North Carolina
Registered Investment Advisory firm - (3/25/2024 Terminated)Pennsylvania
Registered Investment Advisory firm - (7/26/2023 Terminated)Tennessee
Registered Investment Advisory firm - (3/22/2024 Terminated)Texas
Registered Investment Advisory firm - (3/22/2024 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
120 North Pointe Blvd Suite 300, Lancaster, PA 17601
Mailing Address
Phone number
(717) 295-8888
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (6 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 991 |
| AUM (Assets Under Management) | $ 139,268,500 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
HERSHEY FINANCIAL ADVISERS, LLC
CRD#: 149907Lancaster, PA 17601TRUST BUT VERIFY
Monitor Gerard Clunan
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
