Christopher J. Lewis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher John Lewis, who also goes by Chris Lewis, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1998. Christopher had worked at 8 firms and has passed the Series 63, Series 65, SIE, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 29, 2016 - February 28, 2018
PAYCHEX SECURITIES CORPORATION
September 20, 2006 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
September 20, 2006 - March 16, 2009
MSI FINANCIAL SERVICES, INC.
April 9, 2003 - August 31, 2006
LEGEND ADVISORY, LLC
December 18, 2001 - August 31, 2006
LEGEND EQUITIES CORPORATION
January 13, 2000 - August 14, 2000
NYLIFE SECURITIES LLC
December 7, 1998 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
December 7, 1998 - January 10, 2000
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PAYCHEX SECURITIES CORPORATION
CRD#: 39733 / SEC#: , 8-48942
Contact information
FINRA licenses (51 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
