Reginald D. Todd
Professional summary
Reginald Damon Todd, who also goes by Reg Todd, Reggie Todd, is a registered financial professional currently at CARTY, HARDING & HEARN, INC. located in Memphis, Tennessee.
Reginald is registered as a RR (Registered Representative) and started their career in finance in 2003. Reginald has worked at 1 firm and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Reginald Damon Todd's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 29, 2003 - Present
CARTY, HARDING & HEARN, INC.
Office #1: 6263 Poplar Avenue Suite 800, Memphis, TN 38119State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/11/2007)
(2/6/2007)
(8/12/2008)
(7/21/2010)
(10/9/2019)
(6/22/2010)
(8/15/2006)
(2/25/2003)
(2/5/2007)
(1/20/2004)
(2/24/2003)
(3/1/2007)
(2/6/2007)
(8/24/2005)
(4/20/2006)
(1/10/2013)
(3/18/2010)
(8/12/2008)
(8/7/2003)
(4/4/2005)
(12/13/2011)
(6/23/2004)
(12/16/2011)
(6/13/2011)
(2/21/2003)
(2/22/2007)
(5/30/2003)
(7/1/2004)
Exams
FINRA
Current Firm
CARTY, HARDING & HEARN, INC.
CRD#: 7001 / SEC#: , 8-19082
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 20 |
Red Flags
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Company Information
CARTY, HARDING & HEARN, INC.
CRD#: 7001Memphis, TN 38119TRUST BUT VERIFY
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