Timothy J. Obendorf

STEWARD ADVISORS

CHICAGO, IL 60661

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CRD#: 3154295

Professional summary

Timothy James Obendorf, CFP®, who also goes by Timothy J Obendorf, is a registered financial advisor currently at STEWARD ADVISORS, LLC located in Chicago, Illinois.

Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Timothy has worked at 3 firms and has passed the Series 65 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Timothy J Obendorf

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

McLennan Property Management Company; Not investment-related; Business is located at 25 N. Northwest Hwy, Park Ridge, IL 60068; Nature of business is management of commercial and industrial properties in the Chicago area; Tim is a 25% minority owner and his role is strictly limited to ownership and board governance; Ownership began 2011; 5 hours devoted per month; 0 hours devoted during trading hours; No active duties

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy James Obendorf's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2008

Experience

Current

March 17, 2011 - Present

STEWARD ADVISORS, LLC

Office #1: 625 West Adams Street Floor 19, Chicago, IL 60661

RIA

CRD#: 156331

CHICAGO, IL

Past

May 21, 2009 - March 14, 2011

EVANSTON ADVISORS

RIA

CRD#: 106269

SCHAUMBURG, IL

Past

January 20, 1999 - March 13, 2000

BANC ONE CAPITAL MARKETS, INC.

CRD#: 23065

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STEWARD ADVISORS, LLC

CRD#: 156331 / SEC#: 801-123655

RIA

Registered Investment Advisory firm - (4/8/2022 Approved)

Illinois

Registered Investment Advisory firm - (5/10/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(3/17/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/7/2007

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 1/19/1999

General Securities Representative Examination

Current Firm

STEWARD ADVISORS, LLC

CRD#: 156331 / SEC#: 801-123655

RIA

Registered Investment Advisory firm - (4/8/2022 Approved)

Illinois

Registered Investment Advisory firm - (5/10/2022 Terminated)

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Contact information

Main Address

625 West Adams Street Floor 19, Chicago, IL 60661

Mailing Address

Phone number

(630) 537-0111

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

STEWARD ADVISORS LLC ADV 2B (3/7/2025)

STEWARD ADVISORS LLC ADV 2A (3/7/2025)

Regulatory assets under management

Total Number of Accounts	322
AUM (Assets Under Management)	$ 136,866,225

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Timothy J. Obendorf

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy James Obendorf's CRS (Customer Relationship Summary).

Certified licenses

Experience

STEWARD ADVISORS, LLC

EVANSTON ADVISORS

BANC ONE CAPITAL MARKETS, INC.

Primary Firm SEC Registration

STEWARD ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/7/2007

Series 7

Date: 1/19/1999

Current Firm

STEWARD ADVISORS, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STEWARD ADVISORS, LLC

TRUST BUT VERIFY

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