William R. Welch

WILLIAM RUSSELL WELCH

Houston, TX 77046-2454

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CRD#: 3154238

Professional summary

William Russell Welch, who also goes by Bill Welch, is a registered financial advisor currently at WILLIAM RUSSELL WELCH located in Houston, Texas.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. William has worked at 2 firms and has passed the Series 65, Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bill Welch

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

William R. Welch, CPA; not investment-related; 24 Greenway Plaza, Ste 970, Houston, 77046; CPA firm; owner; 1/1987; 100% of time worked during trading hours; tax, financial statement prep, and consulting

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Russell Welch's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 16, 2023 - Present

WILLIAM RUSSELL WELCH

Office #1: 24 Greenway Plaza Suite 970, Houston, TX 77046-2454

RIA

CRD#: 114036

Houston, TX

Past

January 14, 1999 - July 20, 2001

1ST GLOBAL CAPITAL CORP.

CRD#: 30349

DALLAS, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(3/16/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/16/2023

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 2/10/1999

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 1/13/1999

General Securities Representative Examination

Current Firm

WILLIAM RUSSELL WELCH

CRD#: 114036 / SEC#:

Texas

Registered Investment Advisory firm - (6/1/2001 Approved)

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Contact information

Main Address

24 Greenway Plaza Suite 970, Houston, TX 77046-2454

Mailing Address

Phone number

(713) 621-1035

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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William R. Welch

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Russell Welch's CRS (Customer Relationship Summary).

Certified licenses

Experience

WILLIAM RUSSELL WELCH

1ST GLOBAL CAPITAL CORP.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/16/2023

Series 66

Date: 2/10/1999

Series 7

Date: 1/13/1999

Current Firm

WILLIAM RUSSELL WELCH

Contact information

Documents

Red Flags

Company Information

WILLIAM RUSSELL WELCH

TRUST BUT VERIFY

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