Tyler D. Davis

FNEX CAPITAL

Indianapolis, IN 46204

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CRD#: 3153950

Professional summary

Tyler Doniphan Davis is a registered financial professional currently at FNEX CAPITAL, LLC located in Indianapolis, Indiana.

Tyler is registered as a RR (Registered Representative) and started their career in finance in 1999. Tyler has worked at 11 firms and has passed the Series 63, Series 6TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Tyler Doniphan Davis's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 24, 2022 - Present

FNEX CAPITAL, LLC

Office #1: One Indiana Square Suite 2252, Indianapolis, IN 46204

CRD#: 166316

Indianapolis, IN

Past

October 3, 2018 - December 31, 2021

J. ALDEN ASSOCIATES, INC.

CRD#: 40002

WAYNE, PA

Past

May 1, 2017 - January 29, 2018

ATB CAPITAL MARKETS USA INC.

CRD#: 155053

CALGARY,

Past

June 25, 2014 - September 1, 2016

INTL FCSTONE CREDIT TRADING LLC

CRD#: 41025

NEW YORK, NY

Past

October 19, 2010 - June 19, 2014

GLOBAL HUNTER SECURITIES, LLC

CRD#: 123003

NEW ORLEANS, LA

Past

November 3, 2009 - October 19, 2010

PRITCHARD CAPITAL PARTNERS, LLC

CRD#: 100480

NEW YORK, NY

Past

August 31, 2009 - October 28, 2009

MACQUARIE CAPITAL (USA) INC.

CRD#: 36368

NEW YORK, NY

Past

February 4, 2008 - August 31, 2009

TRISTONE CAPITAL CO.

CRD#: 145124

DENVER, CO

Past

January 11, 2007 - April 7, 2008

TRISTONE CAPITAL (U.S.A.) INC.

CRD#: 119223

OLD GREENWICH, CT

Past

June 13, 2001 - January 5, 2007

ML PETRIE PARKMAN CO., INC.

CRD#: 25894

DENVER, CO

Past

January 8, 1999 - October 11, 2000

TCW FUNDS DISTRIBUTORS LLC

CRD#: 16670

LOS ANGELES, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(3/27/2022)

Exams

State Security Law Exam

Series 63

Date: 1/23/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6TO

Date: 1/2/2023

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 1/29/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/7/1999

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/25/2004

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

FNEX CAPITAL, LLC

APPLIED CAPITAL, LLC | FNEX CAPITAL, LLC

CRD#: 166316 / SEC#: , 8-69199

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

One Indiana Square Suite 2252, Indianapolis, IN 46204

Mailing Address

One Indiana Square Suite 2252, Indianapolis, IN 46204

Phone number

(317) 580-2588

Established

Indiana since 06/04/2012

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
FNEX, LLC	MEMBER
HEGER, LOREN EUGENE	CEO, CCO, AMLCO, EXEC. REP.	6143753
TEUFEL, FREDERICK CHARLES	FINOP	2092408

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Tyler D. Davis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Tyler Doniphan Davis's CRS (Customer Relationship Summary).

Certified licenses

Experience

J. ALDEN ASSOCIATES, INC.

ATB CAPITAL MARKETS USA INC.

INTL FCSTONE CREDIT TRADING LLC

GLOBAL HUNTER SECURITIES, LLC

PRITCHARD CAPITAL PARTNERS, LLC

MACQUARIE CAPITAL (USA) INC.

TRISTONE CAPITAL CO.

TRISTONE CAPITAL (U.S.A.) INC.

ML PETRIE PARKMAN CO., INC.

TCW FUNDS DISTRIBUTORS LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 1/23/2007

Series 6TO

Date: 1/2/2023

SIE

Date: 1/29/2018

Series 7

Date: 1/7/1999

Series 24

Date: 3/25/2004

FINRA

Current Firm

FNEX CAPITAL, LLC

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

FNEX CAPITAL, LLC

TRUST BUT VERIFY

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