Paul G. Fusco
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Gerard Fusco was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 2009. Paul had worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 8, 2016 - September 26, 2016
ONE CHARLES PRIVATE WEALTH, LLC
March 18, 2016 - September 19, 2016
PURSHE KAPLAN STERLING INVESTMENTS
February 28, 2015 - March 22, 2016
NYLIFE SECURITIES LLC
July 29, 2013 - May 27, 2014
EVERCORE GROUP L.L.C.
February 16, 2010 - January 27, 2012
CANACCORD GENUITY SECURITIES LLC
July 16, 2009 - October 30, 2009
SANDLER, O'NEILL & PARTNERS, L.P.
State Registrations and Notice Filings
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Exams
Current Firm
ONE CHARLES PRIVATE WEALTH, LLC
CRD#: 281121 / SEC#: 801-106681
Contact information
Red Flags
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