Troy D. Erwin

THRIVE WISE WEALTH

Henderson, NV 89074

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CRD#: 3153770

Professional summary

Troy Duke Erwin is a registered financial advisor currently at THRIVE WISE WEALTH located in Henderson, Nevada.

Troy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Troy has worked at 3 firms and has passed the Series 65, Series 63, Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Thrive Wise Tax. not investment related. 1743 Clear River Falls Lane Henderson, Nevada 89012. Sole proprietor 03/2018 - present. 30 hours a month during securities trading hours. Individual tax return preparation

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Troy Duke Erwin's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 19, 2018 - Present

THRIVE WISE WEALTH

Office #1: 701 N. Green Valley Parkway Suite 200, Henderson, NV 89074

RIA

CRD#: 295090

Henderson, NV

Past

July 20, 2004 - December 6, 2005

AMERICAN FAMILY SECURITIES, LLC

CRD#: 104433

HENDERSON, NV

Past

February 27, 2003 - April 21, 2003

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Nevada
(9/19/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/21/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/21/2003

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 12/22/1998

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 2/18/2003

General Securities Representative Examination

Current Firm

THRIVE WISE WEALTH

CRD#: 295090 / SEC#:

Nevada

Registered Investment Advisory firm - (9/19/2018 Approved)

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Contact information

Main Address

701 N. Green Valley Parkway Suite 200, Henderson, NV 89074

Mailing Address

209 South Stephanie St. B161, Henderson, NV 89012

Phone number

(702) 805-2006

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Troy D. Erwin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Troy Duke Erwin's CRS (Customer Relationship Summary).

Certified licenses

Experience

THRIVE WISE WEALTH

AMERICAN FAMILY SECURITIES, LLC

EDWARD JONES

State Registrations and Notice Filings

Exams

Series 65

Date: 2/21/2017

Series 63

Date: 2/21/2003

Series 66

Date: 12/22/1998

Series 7

Date: 2/18/2003

Current Firm

THRIVE WISE WEALTH

Contact information

Documents

Red Flags

Company Information

THRIVE WISE WEALTH

TRUST BUT VERIFY

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