Danielle F. D'angiolillo
PROSPERITY CAPITAL ADVISORS
Red Bank, NJ 07701
Some features on this profile are disabled
CRD#: 3153758
Professional summary
Danielle Farina D'angiolillo, CFP®, who also goes by Danielle Farina D'angiolillo, Danielle Farina Dangiolillo, Danielle Leigh Farina, is a registered financial advisor currently at PROSPERITY CAPITAL ADVISORS located in Red Bank, New Jersey and M HOLDINGS SECURITIES, INC. located in Red Bank, New Jersey.
Danielle is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Danielle has worked at 9 firms and has passed the Series 66, Series 63, Series 57TO, SIE, Series 55, Series 21, Series 25, Series 7, Series 10, Series 14, Series 24, Series 4 and Series 14A exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Danielle Farina D'angiolillo | Danielle Farina Dangiolillo | Danielle Leigh Farina
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Ms. D'Angiolillo is a licensed insurance agent conducting business from her registered location. In this capacity, she may offer fixed insurance products including but not to limited life insurance, annuities, disability insurance, long term care insurance and Medicare supplements and receives normal and customary commissions as a result of any sales. In addition, she may receive other compensation such as fixed life trails. Ms. D'Angiolillo spends approx. 10 hrs/week during trading hours on this activity. 2) Ms. D'Angiolillo is a registered representative of M Holdings Securities, Inc., a registered broker-dealer and member of FINRA conducting business at his registered location. In such capacity, Ms. D'Angiolillo sells securities through M Holdings Securities, Inc. and receives normal and customary commissions and other types of compensation, for example, mutual fund 12b-1 fees or variable annuity trails. Ms. D'Angiolillospends approximately 10 hours per week on this activity during trading hours. 3) Prosperity Capital Advisors; 331 Newman Springs Road, Bldg 1, Suite 107, Red Bank, NJ 07701; RIA; Investment Related; Director of Advanced Wealth Planning; Wealth & Financial Planning which includes investment and insurance recommendations as IAR with the RIA, PCA; 8/18/25; 175 ho/mo; 130 ho/mo during trading hours. 4) OneTeam Financial; 331 Newman Springs Road, Bldg. 1, Suite 107, Red Bank, NJ 07701; M Financial Group Member Firm Employee, insurance; Investment related; Director of Advanced Wealth Planning; Wealth & Financial Planning which includes investment and insurance recommendations, seminars/education; 8/18/25; 175 ho/mo; 130 ho/mo during trading hours. 5) Limited Partnership; Manasquan, NJ; Investment related; Co-Trustee; Limited Partnership to hold real estate; 2005; 0 hours per month.
CRS (Client Relationship Summary) - RIA
Click below to view Danielle Farina D'angiolillo's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2020
Experience
Current
August 18, 2025 - Present
PROSPERITY CAPITAL ADVISORS
Office #1: 331 Newman Springs Road Bldg. 1, Suite 107, Red Bank, NJ 07701RIA
CRD#: 156480
Red Bank, NJ
Current
August 18, 2025 - Present
M HOLDINGS SECURITIES, INC.
Office #1: 331 Newman Springs Road, Bldg 1, Suite 107, Red Bank, NJ 07701RIA
BD
CRD#: 43285
Red Bank, NJ
Past
November 17, 2017 - July 8, 2025
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
RED BANK, NJ
Past
October 19, 2017 - July 8, 2025
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
RED BANK, NJ
Past
May 27, 2008 - April 1, 2016
FARINA & ASSOCIATES, INC.
BD
CRD#: 32830
NEW YORK, NY
Past
July 11, 2007 - May 28, 2008
BANC OF AMERICA SECURITIES LLC
BD
CRD#: 26091
NEW YORK, NY
Past
August 2, 2006 - April 30, 2007
VDM TRADING, LLC
BD
CRD#: 137999
NEW YORK, NY
Past
May 9, 2002 - April 30, 2007
VAN DER MOOLEN SPECIALISTS USA, LLC
BD
CRD#: 32034
NEW YORK, NY
Past
October 1, 2000 - April 24, 2002
REDI GLOBAL TECHNOLOGIES LLC
BD
CRD#: 41924
NEW YORK, NY
Past
April 14, 1999 - April 24, 2002
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
BD
CRD#: 3466
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PC
PROSPERITY CAPITAL ADVISORS
C2P CAPITAL ADVISORY GROUP, LLC | WEALTH LOGIC SOLUTIONS | UNITED FINANCIAL SOLUTIONS | THE SMITH GROUP TAX & WEALTH ADVISORS | THE JL SMITH GROUP | THE CHAMBERLIN GROUP | PROSPERITY CAPITAL ADVISORS
CRD#: 156480 / SEC#: 801-72187
RIA
Registered Investment Advisory firm - (3/22/2011 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
New Jersey(8/18/2025)
IAR
New Jersey(8/18/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 11/12/2007
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
RR
Series 21
Date: 2/24/2000
NYSE Front Line Specialist ClerkGeneral Industry/Product Exam
RR
Series 25
Date: 4/14/1999
NYSE Trading Assistant ExaminationGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 14A
Date: 10/26/2005
Compliance Official Specialist ExamSRO Registrations
RR
FINRA
Current Firm
PC
PROSPERITY CAPITAL ADVISORS
C2P CAPITAL ADVISORY GROUP, LLC | WEALTH LOGIC SOLUTIONS | UNITED FINANCIAL SOLUTIONS | THE SMITH GROUP TAX & WEALTH ADVISORS | THE JL SMITH GROUP | THE CHAMBERLIN GROUP | PROSPERITY CAPITAL ADVISORS
CRD#: 156480 / SEC#: 801-72187
RIA
Registered Investment Advisory firm - (3/22/2011 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
30400 Detroit Road Suite 201, Westlake, OH 44145
Mailing Address
Phone number
(888) 240-0064
Established
Firm type
Fiscal year end
# of Employees
202
SEC notice filing (42 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 14,823 |
| AUM (Assets Under Management) | $ 3,684,966,200 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
