John M. Vucicevic
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Matthew Vucicevic was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1998. John had worked at 8 firms and has passed the Series 66, Series 63, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 2, 2014 - January 4, 2019
BAY CITY FINANCIAL, LLC
February 6, 2013 - May 20, 2014
SIGNATURE INVESTMENTS, INC.
January 21, 2011 - October 15, 2013
SICOR SECURITIES INC
July 15, 2009 - February 15, 2011
TRUSTMONT FINANCIAL GROUP, INC.
August 18, 2008 - October 9, 2008
WILBANKS SECURITIES, INC.
January 2, 2003 - March 1, 2007
ALLSTATE FINANCIAL SERVICES, LLC
October 29, 2001 - December 11, 2002
VERAVEST INVESTMENTS, INC.
December 16, 1998 - October 17, 2001
FBL MARKETING SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BAY CITY FINANCIAL, LLC
CRD#: 170855 / SEC#:
Contact information
Red Flags
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