Stephen T. Mullin

VOYA FINANCIAL PARTNERS

Windsor, CT 06095

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CRD#: 3153498

Professional summary

Stephen Tracy Mullin is a registered financial professional currently at VOYA FINANCIAL PARTNERS, LLC located in Windsor, Connecticut and VOYA FINANCIAL ADVISORS, INC. located in Windsor, Connecticut.

Stephen is registered as a RR (Registered Representative) and started their career in finance in 1999. Stephen has worked at 15 firms and has passed the SIE, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Stephen Tracy Mullin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 20, 2012 - Present

VOYA FINANCIAL PARTNERS, LLC

Office #1: One Orange Way, Windsor, CT 06095

CRD#: 34815

Windsor, CT

Current

May 21, 2014 - Present

VOYA FINANCIAL ADVISORS, INC.

Office #1: One Orange Way, C4-s, Windsor, CT 06095

RIA

CRD#: 2882

Windsor, CT

Past

November 27, 2012 - February 8, 2014

SYSTEMATIZED BENEFITS ADMINISTRATORS, INC.

CRD#: 19242

WINDSOR, CT

Past

November 27, 2012 - October 3, 2016

VOYA RETIREMENT ADVISORS, LLC

CRD#: 3989

WINDSOR, CT

Past

November 27, 2012 - June 27, 2018

DIRECTED SERVICES LLC

CRD#: 21675

WINDSOR, CT

Past

November 27, 2012 - December 31, 2020

SLD AMERICA EQUITIES, INC.

CRD#: 36259

WINDSOR, CT

Past

November 18, 2010 - September 21, 2012

HARTFORD FUNDS DISTRIBUTORS, LLC

CRD#: 45995

WAYNE, PA

Past

November 18, 2010 - September 21, 2012

HIMCO DISTRIBUTION SERVICES COMPANY

CRD#: 6604

HARTFORD, CT

Past

November 15, 2010 - October 25, 2012

TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.

CRD#: 37819

HARTFORD, CT

Past

July 6, 2009 - November 4, 2010

NEW ENGLAND SECURITIES

CRD#: 615

BLOOMFIELD, CT

Past

July 6, 2009 - November 4, 2010

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Past

July 11, 2006 - July 25, 2008

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

Past

July 11, 2006 - November 4, 2010

WALNUT STREET SECURITIES, INC.

CRD#: 15840

EL SEGUNDO, CA

Past

July 11, 2006 - November 4, 2010

TOWER SQUARE SECURITIES, INC.

CRD#: 833

EL SEGUNDO, CA

Past

August 2, 2005 - December 12, 2006

MLI DISTRIBUTION LLC

CRD#: 43373

HARTFORD, CT

Past

July 28, 2005 - November 4, 2010

METLIFE INVESTORS DISTRIBUTION COMPANY

CRD#: 107622

BLOOMFIELD, CT

Past

June 4, 2003 - May 12, 2005

MLI DISTRIBUTION LLC

CRD#: 43373

HARTFORD, CT

Past

May 21, 2003 - April 14, 2005

TOWER SQUARE SECURITIES, INC.

CRD#: 833

EL SEGUNDO, CA

Past

January 5, 1999 - April 25, 2003

HIMCO DISTRIBUTION SERVICES COMPANY

CRD#: 6604

HARTFORD, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882 / SEC#: 801-46585, 8-13987

RIA

Registered Investment Advisory firm - SEC (7/11/1994 Approved)

Broker-Dealer Firm Regulated by FINRA (Boston district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 1/4/1999

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 12/14/2001

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882 / SEC#: 801-46585, 8-13987

RIA

Registered Investment Advisory firm - SEC (7/11/1994 Approved)

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

One Orange Way, Windsor, CT 06095

Mailing Address

One Orange Way, Windsor, CT 06095

Phone number

+1 (800) 356-2906

Established

Minnesota since 04/26/1968

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

563

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

PART 2A OF FORM ADV: FIRM BROCHURE (12/10/2025)

PART 2A APPENDIX 1 OF FORM ADV: WRAP FEE PROGRAM BROCHURE (12/10/2025)

PART 2A APPENDIX OF FORM ADV: INVESTOR CHANNEL WRAP FEE PROGRAM BROCHURE (12/10/2025)

Direct owners and executive officers

Name	Position	CRD#
VOYA HOLDINGS INC.	100% SHAREHOLDER
BOHN, FREDERICK HENRY	CHIEF FINANCIAL OFFICER	5791728
DEPRATTI, JOHN J	VP, OPERATIONS PRINCIPAL	2927917
PAASCH, STEPHAN ANTHONY	CHIEF COMPLIANCE OFFICER	2968516
REILLY, JONATHAN FRANCIS	PRESIDENT	2039032

Regulatory assets under management

Total Number of Accounts	11,854
AUM (Assets Under Management)	$ 2,744,735,129

Disclosures

Regulatory Event	36
Arbitration	9

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Stephen T. Mullin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Stephen Tracy Mullin's CRS (Customer Relationship Summary).

Certified licenses

Experience

VOYA FINANCIAL ADVISORS, INC.

SYSTEMATIZED BENEFITS ADMINISTRATORS, INC.

VOYA RETIREMENT ADVISORS, LLC

DIRECTED SERVICES LLC

SLD AMERICA EQUITIES, INC.

HARTFORD FUNDS DISTRIBUTORS, LLC

HIMCO DISTRIBUTION SERVICES COMPANY

TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.

NEW ENGLAND SECURITIES

MSI FINANCIAL SERVICES, INC.

NEW ENGLAND SECURITIES

WALNUT STREET SECURITIES, INC.

TOWER SQUARE SECURITIES, INC.

MLI DISTRIBUTION LLC

METLIFE INVESTORS DISTRIBUTION COMPANY

MLI DISTRIBUTION LLC

TOWER SQUARE SECURITIES, INC.

HIMCO DISTRIBUTION SERVICES COMPANY

Primary Firm SEC Registration

VOYA FINANCIAL ADVISORS, INC.

State Registrations and Notice Filings

Exams

SIE

Date: 10/1/2018

Series 6

Date: 1/4/1999

Series 26

Date: 12/14/2001

FINRA

Current Firm

VOYA FINANCIAL ADVISORS, INC.

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

VOYA FINANCIAL ADVISORS, INC.

TRUST BUT VERIFY

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